SourcingSourcing

COLLABORATIVE WEALTH MANAGEMENT, INC.

C36
CRD 142106·SEC 801-80100·LAKE MARY, FL
AUM
$653.3M
$500M-$1B
Est. Revenue
$6.5M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$15.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD
142106
SEC file #
801-80100
EIN
—
DBA names
Collaborative Wealth

Economics

AUM
$653.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$260.9M → $653.3M▲ +150%
Client mix
Individuals Other740
Individuals High Net Worth175
Pension Profit Sharing Plans11
Corporations8
Charitable Organizations3

Operations

Employees (total)
13
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
15 advisors → 9 advisors▼ -40%
Primary office
LAKE MARY FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
linkedin.com/company/collaborativewealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JUSTICE, CHAD, RICHMOND
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JUSTICE, CHAD, RICHMOND
STICKNEY, SANDRA, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:collaborative.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
61,198
Form 5500 Compensation Trajectory 3y
202561,198
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
61,198
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
13
Bc Firm IAR Count
13
Custodian Candidates
Full
Charles Schwab6
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4788183
Trust Company Affiliate
No

People (13)

13
JUSTICE, CHAD, RICHMOND
IAR · Direct Owner · 87.5%
4788183
STICKNEY, SANDRA, ANN
IAR · Executive Officer · 2.5%
4512798
Jaren Nicole Holmes
IAR
6383208
DARLA JEAN GREER
IAR
873136
Benjamin Graham Sullivan
IAR
6702038
RANDALL HOWARD REED
IAR
3152155
Thomas Parker Pratt
IAR
6599076
STEPHEN MAGALLANES
IAR
5238169
SHAWN Matthew SMITH
IAR
6183746
LARRY RESCZENSKI
IAR
2236292
BRENTON THAI
IAR
5824640
DONALD FRANCIS WHITE
IAR
1347171
Douglas Hendricks Jones
IAR
7955618