SourcingSourcing

TRIPACIFIC CAPITAL ADVISORS, LLC

C47
CRD 142121·SEC 801-67311·IRVINE, CA
AUM
$12.3M
<$25M
Est. Revenue
$123K
@ 1% on AUM
Est. EBITDA
$37K
@ 30% margin
Est. Deal Value
$295K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRIPACIFIC CAPITAL ADVISORS, LLC
CRD
142121
SEC file #
801-67311
EIN
—
DBA names
—

Economics

AUM
$12.3M
AUM band
<$25M
AUM trajectory
'20'26
$312.2M → $12.3M▼ -96%
Client mix
State Or Municipal Govt1

Operations

Employees (total)
10
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
7 advisors → 4 advisors▼ -43%
Primary office
IRVINE CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/28/2024
ADV-W filed at
—
Website
tripacificllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TRIPACIFIC MANAGERS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
TRIPACIFIC MANAGERS, INC.
FEARNS, GEOFFREY, STERLING
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TRIPACIFICLLC.COM
Rdap Domain Creation Date
2006-05-09T23:28:28Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
12
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-09T23:28:28Z
Rdap Domain Last Changed
2026-05-10T13:09:39Z
Rdap Nameservers
Ns25.domaincontrol.comNs26.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (1)

1
FEARNS, GEOFFREY, STERLING
Executive Officer · 2.5%
5060346