REIK & CO., LLC

A73
CRD 142414·SEC 801-67284·NEW YORK, NY
AUM
$322.1M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$966K
@ 30% margin
Est. Deal Value
$7.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
REIK & CO., LLC
CRD
142414
SEC file #
801-67284
EIN
205841151
DBA names
Reik & Co., Llc

Economics

AUM
$322.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$338.7M → $322.1M▼ -5%
Client mix
Individuals High Net Worth50
Individuals Other5
Pension Profit Sharing Plans2
Charitable Organizations2
Corporations1

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
NEW YORK NY
Branches
Count3

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
Website

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
REIK, JR., WILLIAM, JAMES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
REIK, JR., WILLIAM, JAMES
PIERNO, ANNE MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001388028
Edgar Registered
Yes
Edgar Filing Count
95
Edgar First Filing Date
2007-02-07
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
83
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001388028-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
Morgan Stanley2
Edgar Addresses
Mailing
15 WEST 53RD STREETNEW YORK, NY 10019
Business
15 WEST 53RD STREETNEW YORK, NY 10019
Edgar EIN
205841151
Edgar Recent Filings
13F-HR2026-05-05 · 0001388028-26-000002
13F-HR2026-02-05 · 0001388028-26-000001
Firm Has Custody
No
Top Owner CRD
373399
Trust Company Affiliate
No