SourcingSourcing

METLIFE INVESTMENT MANAGEMENT, LLC

C30
CRD 142463·SEC 801-67314·WHIPPANY, NJ
AUM
$563.78B
$1B+
Est. Revenue
$5.64B
@ 1% on AUM
Est. EBITDA
$1.69B
@ 30% margin
Est. Deal Value
$13.53B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
METLIFE INVESTMENT MANAGEMENT, LLC
CRD
142463
SEC file #
801-67314
EIN
823255634
DBA names
—

Economics

AUM
$563.78B
AUM band
$1B+
AUM trajectory
'20'26
$461.02B → $563.78B▲ +22%
Client mix
Pension Profit Sharing Plans87
Insurance Companies74
Pooled Investment Vehicles46
State Or Municipal Govt41
Corporations27

Operations

Employees (total)
956
Advisory staff (per ADV)
695
Advisory staff (5-yr trend)
'20'26
560 advisors → 695 advisors▲ +24%
Primary office
WHIPPANY NJ
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
investments.metlife.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
METLIFE INVESTMENT MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
METLIFE INVESTMENT MANAGEMENT
CROMIE, CLAUDIA, ANNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
31
Form 5500 Total Compensation
16,177,866
Form 5500 Compensation Trajectory 3y
202515,748,032
2026429,834
Form 5500 Plan Count Trajectory 3y
202526
20265
Schedule C Total Compensation
16,177,866
Schedule C Service Provider Rows
31

SEC EDGAR

Edgar Cik
0001736552
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2018-04-13
Edgar Last Filing Date
2020-07-10
Edgar Form D Count
4
Edgar Form D Offerings
2020-07-102020-07-10 · 0001736552-20-000004
2019-07-102019-07-10 · 0000945621-19-000253

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4561
Soi Zip Pct 200k Plus
0.1969
Soi Zip Returns 200k Plus
1,010
Soi Zip Total AGI
729,274
Fdic Zip Total Deposits
6,917,887,000
Fdic Zip Branch Count
146
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Valley National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street25
Bny Mellon9
E*trade4
U.s. Bank2
Jpmorgan2
Edgar Addresses
Mailing
ONE METLIFE WAYWHIPPANY, NJ 07981
Business
ONE METLIFE WAYWHIPPANY, NJ 07981
Edgar EIN
823255634
Edgar Recent Filings
D/A2020-07-10 · 0001736552-20-000004
D/A2019-07-10 · 0000945621-19-000253
Fdic Zip Branches Raw
Gibraltar Savings Bank SLAWhippany, NJ
First Fidelity Bank, National AssociationWhippany, NJ
Fdic Zip HHI
1210.44
Fdic Zip Top Bank Share Pct
22.12
Fdic Zip Year
2025
Fee Schedule
Bracket Xii43
Bracket Vi35
Bracket Iii12
Bracket V4
Bracket Xi3
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI9,711
Returns980
Stub 2
AGI24,430
Returns650
Stub 3
AGI37,718
Returns610
Soi Zip Total Business Income
25,266
Soi Zip Total Cap Gains
24,492
Soi Zip Total Dividends
21,702
Soi Zip Total Returns
5,130
Trust Company Affiliate
Yes

People (5)

5
CROMIE, CLAUDIA, ANNE
Executive Officer · 2.5%
7716116
FUNK, BRIAN, D
Executive Officer · 2.5%
4266799
GRAFSTEIN, YISRAEL, NMN
Executive Officer · 2.5%
4264856
KARPIK, MICHAEL, JOHN
Executive Officer · 2.5%
1709305
YICK, MICHAEL, JOHN
Executive Officer · 2.5%
4187342