SourcingSourcing

J.C. FLOWERS & CO. LLC

C32
CRD 142529·SEC 801-69842·NEW YORK, NY
AUM
$6.01B
$1B+
Est. Revenue
$60.1M
@ 1% on AUM
Est. EBITDA
$18.0M
@ 30% margin
Est. Deal Value
$144.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
J.C. FLOWERS & CO. LLC
CRD
142529
SEC file #
801-69842
EIN
—
DBA names
J.c. Flowers & Co. LlcJ.c. Flowers Asset Management Llc

Economics

AUM
$6.01B
AUM band
$1B+
AUM trajectory
'20'26
$5.40B → $6.01B▲ +11%
Client mix
Pooled Investment Vehicles22

Operations

Employees (total)
38
Advisory staff (per ADV)
18
Advisory staff (5-yr trend)
'20'26
13 advisors → 18 advisors▲ +38%
Primary office
NEW YORK NY
Branches
Count1

Custodian & Brokerage

Primary custodian
Folio Institutionalmedium confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
jcfco.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FLOWERS, JAMES, CHRISTOPHER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
12
Control Persons
FLOWERS, JAMES, CHRISTOPHER
ALIOGLU, TUGHAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
JCFCO.COM
Rdap Domain Creation Date
2001-03-01T20:54:33Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
52
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001041196
Edgar Registered
Yes
Edgar Filing Count
101
Edgar First Filing Date
1998-02-12
Edgar Last Filing Date
2026-01-13
Edgar 13f Count
24
Edgar 13f Latest AUM Estimate
Filing Date2013-11-08
Accession0000950123-13-008814
Edgar Former Names
FLOWERS CHRISTOPHER J

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Folio Institutional1
Full
Jpmorgan68
State Street13
E*trade4
Folio Institutional1
Edgar Addresses
Mailing
717 FIFTH AVENUE26TH FLOORNEW YORK, NY 10022
Edgar Recent Filings
42026-01-13 · 0001193125-26-011799
42025-07-07 · 0000950170-25-094271
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-03-01T20:54:33Z
Rdap Domain Last Changed
2024-04-21T02:43:56Z
Rdap Nameservers
Ns-cloud-e1.googledomains.comNs-cloud-e2.googledomains.comNs-cloud-e3.googledomains.comNs-cloud-e4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
1050979
Trust Company Affiliate
Yes

People (12)

12
FLOWERS, JAMES, CHRISTOPHER
Direct Owner · 87.5%
1050979
ALIOGLU, TUGHAN
Executive Officer · 2.5%
8068938
COX, JONATHAN, JAMES
Executive Officer · 2.5%
7245460
DONG, YI
Executive Officer · 2.5%
5814030
FREEBERN, TODD, MICHAEL
Executive Officer · 2.5%
5377701
HANFORD, TIMOTHY, JOHN
Executive Officer · 2.5%
5655677
HARDING, THOMAS, CARDWELL
Executive Officer · 2.5%
5344536
Laungani, Mona
Executive Officer · 2.5%
7513705
PORTE, THIERRY, GEORGES
Executive Officer · 2.5%
1814117
RAHE, ERIC, CHRISTIAN
Executive Officer · 2.5%
2177913
ROCKER, SALLY, ANN
Executive Officer · 2.5%
5286094
YORDAN, PETER, DONNELLY
Executive Officer · 2.5%
5194538