SourcingSourcing

FOUNDATION CAPITAL MANAGEMENT, LLC

B64
CRD 142659·SEC 801-127582·EAST NORRITON, PA
AUM
$243.8M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$731K
@ 30% margin
Est. Deal Value
$5.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FOUNDATION CAPITAL MANAGEMENT, LLC
CRD
142659
SEC file #
801-127582
EIN
—
DBA names
—

Economics

AUM
$243.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$196.2M → $243.8M▲ +24%
Client mix
Individuals Other494
Individuals High Net Worth95
Charitable Organizations6

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
EAST NORRITON PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
myfcm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MINNICH, CHARLES, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MINNICH, CHARLES, JOSEPH
NATALE, MICHAEL, FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MYFCM.COM
Rdap Domain Creation Date
2003-02-07T21:24:23Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Domain.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Charles Schwab2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-07T21:24:23Z
Rdap Domain Last Changed
2026-01-18T08:56:21Z
Rdap Nameservers
Ns1.dnsbycomodo.netNs2.dnsbycomodo.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1991467
Trust Company Affiliate
No

People (2)

2
NATALE, MICHAEL, FRANCIS
IAR · Direct Owner · 62.5%
1333587
MINNICH, CHARLES, JOSEPH
IAR · Direct Owner · 62.5%
1991467