BARNES PETTEY FINANCIAL ADVISORS, LLC

CRD

142944

SEC file #

801-67555

EIN

208167191

DBA names

—

Economics

AUM

$1.31B

AUM band

$1B+

AUM trajectory

'20 · $824.1M

'21 · $925.5M

'22 · $1.07B

'23 · $1.21B

'25 · $1.12B

'26 · $1.31B

'20'26

$824.1M → $1.31B▲ +59%

sec adv history

Client mix

Individuals Other	2,079
Individuals High Net Worth	945
Other	191
Corporations	53
Charitable Organizations	18

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 10 advisors

'21 · 10 advisors

'22 · 10 advisors

'23 · 10 advisors

'25 · 8 advisors

'26 · 8 advisors

'20'26

10 advisors → 8 advisors▼ -20%

sec adv history

Primary office

CLARKSDALE MS

Branches

—

Custodian & Brokerage

Primary custodian

Raymond Jameslow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers

Fee basis

% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing

04/02/2026

ADV-W filed at

—

Website

barnespettey.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HOLMES PETTEY, INC.

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

HOLMES PETTEY, INC.

ANDREW C YEE, LLC

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

BARNESPETTEY.COM

Rdap Domain Creation Date

2004-10-18T20:59:47Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001908288

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2022-02-10

Edgar Last Filing Date

2026-04-24

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-24

Accession0001765380-26-000124

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.0896

Soi Zip Pct 200k Plus

0.0254

Soi Zip Returns 200k Plus

170

Soi Zip Total AGI

322,845

Fdic Zip Total Deposits

14,735,676,000

Fdic Zip Branch Count

336

Fdic Zip Top Banks

First National Bank of Clarksdale

Regions Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Raymond James	8
E*trade	4

adv brochure

Edgar Addresses

Mailing

252 SUNFLOWER AVENUECLARKSDALE, MS 38614

Business

252 SUNFLOWER AVENUECLARKSDALE, MS 38614

Edgar EIN

208167191

Edgar Recent Filings

13F-HR2026-04-24 · 0001765380-26-000124

13F-HR2026-01-30 · 0001765380-26-000058

Fdic Zip Branches Raw

Sunburst BankClarksdale, MS

Fdic Zip HHI

2412.46

Fdic Zip Top Bank Share Pct

45.41

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-08-22T11:59:59Z

Rdap Domain Last Changed

2026-05-13T15:02:21Z

Rdap Nameservers

Evan.ns.cloudflare.comMaleah.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	46,347
Returns	3,240

Stub 2

AGI	66,811
Returns	1,890

Stub 3

AGI	40,677
Returns	680

Soi Zip Total Business Income

23,360

Soi Zip Total Cap Gains

9,512

Soi Zip Total Dividends

5,904

Soi Zip Total Returns

6,700

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