SourcingSourcing

FORUM SOLUTIONS GROUP, LLC

C28
CRD 143075·SEC 801-78874·FISHERS, IN
AUM
$403.3M
$100M-$500M
Est. Revenue
$4.0M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FORUM SOLUTIONS GROUP, LLC
CRD
143075
SEC file #
801-78874
EIN
—
DBA names
Forum Private Client Group

Economics

AUM
$403.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$160.3M → $403.3M▲ +152%
Client mix
Individuals Other520
Individuals High Net Worth115

Operations

Employees (total)
11
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
4 advisors → 7 advisors▲ +75%
Primary office
FISHERS IN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars WorkshopsOther Advisory Services
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FORUM CREDIT UNION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
FORUM CREDIT UNION
BANKS, BENJAMEN, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
Yes
Trust Company Affiliate
No

People (9)

9
IRWIN, SHAUN, MARIE
IAR · Executive Officer · 2.5%
4934031
BANKS, BENJAMEN, MICHAEL
IAR · Executive Officer · 2.5%
5124959
CARR, JAMES, SCOTT
Executive Officer · 2.5%
4571099
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
JONATHAN LOUIS WENDALL
IAR
8024098
CHARLES J GRIGSBY
IAR
7325792
ANDREW G SNOW
IAR
8026696
TAMMY LEA MARRS
IAR
6121724
DEREK MICHAEL SANDERS
IAR
7746241