SourcingSourcing

DOUGHERTY WEALTH ADVISERS LLC

C42
CRD 143138·SEC 801-99370·WAYZATA, MN
AUM
$505.4M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DOUGHERTY WEALTH ADVISERS LLC
CRD
143138
SEC file #
801-99370
EIN
203917316
DBA names
—

Economics

AUM
$505.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$94.9M → $505.4M▲ +432%
Client mix
Individuals High Net Worth52
Individuals Other32
Charitable Organizations3

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
WAYZATA MN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed feesCommissions

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
1119 HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
1119 HOLDINGS LLC
WITCRAFT, TODD, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:dougherty.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001755933
Edgar Registered
Yes
Edgar Filing Count
30
Edgar First Filing Date
2019-02-11
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
30
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001755933-26-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
861 LAKE STREET NORTHWAYZATA, MN 55391
Business
861 LAKE STREET NORTHWAYZATA, MN 55391
Edgar EIN
203917316
Edgar Recent Filings
13F-HR2026-04-21 · 0001755933-26-000005
13F-HR2026-01-29 · 0001755933-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
WITCRAFT, TODD, DAVID
IAR · Direct Owner · 62.5%
2067534
Jose Asencion Cabrera
IAR
7497764
Alex Gregory Wattermann
IAR
7879549