SourcingSourcing

NELSON SECURITIES,INC.

C43
CRD 14377·SEC 801-41346·SPOKANE, WA
AUM
$272.0M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$816K
@ 30% margin
Est. Deal Value
$6.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NELSON SECURITIES,INC.
CRD
14377
SEC file #
801-41346
EIN
—
DBA names
Wealth Asset Managers

Economics

AUM
$272.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$146.4M → $272.0M▲ +86%
Client mix
Individuals Other2,016
Corporations7

Operations

Employees (total)
15
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
8 advisors → 9 advisors▲ +13%
Primary office
SPOKANE WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPublication of periodicals
Fee basis
% of AUM

Filings

Latest ADV filing
07/21/2025
ADV-W filed at
—
Website
nelson-securities.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NELSON, ROBERT OWEN JR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
NELSON, ROBERT OWEN JR
DONAHUE, PATRICK KEVIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NELSON-SECURITIES.COM
Rdap Domain Creation Date
1997-04-09T04:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
12
Bc Firm Active IA Count
9
Bc Firm IAR Count
12
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-04-10T04:00:00Z
Rdap Domain Last Changed
2022-12-28T18:02:37Z
Rdap Nameservers
Ns55.worldnic.comNs56.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2245236
Trust Company Affiliate
No

People (12)

12
NELSON, ROBERT OWEN JR
IAR · Direct Owner · 87.5%
2245236
DONAHUE, PATRICK KEVIN
IAR · Executive Officer · 2.5%
1695912
GIBSON, SHYLA SUZANNE
IAR · Executive Officer · 2.5%
2825987
REGINA LYNN MIDDAUGH
IAR
4074694
RUSSELL RAYMOND PRICE
IAR
1800271
ENRIQUE MALDONADO GARCIA
IAR
2907890
SCOTT PATRICK NEWMAN
IAR
2716213
CARMEL BEQUIA EXUM
IAR
7395532
JEFFERY SCOTT MILLER
IAR
2080954
AREALOUS CLAYTON EARTHMAN
IAR
1539918
DAVID ALLEN VOSE
IAR
2245155
STEVEN THOMAS KELLER
IAR
1030518