SourcingSourcing

MANGAN WEALTH MANAGEMENT, INC.

C37
CRD 143863·SEC 801-125876·SEATTLE, WA
AUM
$222.0M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$666K
@ 30% margin
Est. Deal Value
$5.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MANGAN WEALTH MANAGEMENT, INC.
CRD
143863
SEC file #
801-125876
EIN
—
DBA names
Mangan Wealth Management

Economics

AUM
$222.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$100.0M → $222.0M▲ +122%
Client mix
Individuals Other100
Individuals High Net Worth73

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
1 advisors → 2 advisors▲ +100%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
manganwm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MANGAN, FREDERICK, K
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MANGAN, FREDERICK, K
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MANGANWM.COM
Rdap Domain Creation Date
2007-09-24T21:27:52Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3439
Soi Zip Pct 200k Plus
0.1413
Soi Zip Returns 200k Plus
3,070
Soi Zip Total AGI
2,429,003
Fdic Zip Total Deposits
28,898,949,000
Fdic Zip Branch Count
334
Fdic Zip Top Banks
Bank of America, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Key Bank of WashingtonSeattle, WA
Key Bank of WashingtonSeattle, WA
Fdic Zip HHI
1203.05
Fdic Zip Top Bank Share Pct
27.01
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-09-24T21:27:52Z
Rdap Domain Last Changed
2025-09-05T03:12:46Z
Rdap Nameservers
Ns27.domaincontrol.comNs28.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI50,575
Returns4,120
Stub 2
AGI160,149
Returns4,220
Stub 3
AGI223,634
Returns3,630
Soi Zip Total Business Income
86,054
Soi Zip Total Cap Gains
123,019
Soi Zip Total Dividends
55,893
Soi Zip Total Returns
21,720
Top Owner CRD
4482786
Trust Company Affiliate
No

People (1)

1
FREDERICK K MANGAN
Direct Owner · 87.5%
4482786