SourcingSourcing

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

C38
CRD 144008·SEC 801-109923·AUSTIN, TX
AUM
$523.4M
$500M-$1B
Est. Revenue
$5.2M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
CRD
144008
SEC file #
801-109923
EIN
—
DBA names
—

Economics

AUM
$523.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$160.9M → $523.4M▲ +225%
Client mix
Individuals Other1,374
Individuals High Net Worth144

Operations

Employees (total)
5
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
7 advisors → 1 advisors▼ -86%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
12/23/2025
ADV-W filed at
—
Website
financialgravityassetmanagement.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FINANCIAL GRAVITY COMPANIES, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
FINANCIAL GRAVITY COMPANIES, INC.
NELSON, WILLIAM, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FINANCIALGRAVITYASSETMANAGEMENT.COM
Rdap Domain Creation Date
2021-07-20T18:52:45Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001377167
Edgar Registered
Yes
Edgar Filing Count
221
Edgar First Filing Date
2007-07-12
Edgar Last Filing Date
2026-01-13
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2025-08-08
Accession0001683168-25-005819
Edgar Form D Count
11
Edgar Form D Offerings
2026-01-132026-01-13 · 0001683168-26-000266
2025-11-072025-11-07 · 0001683168-25-008075
Edgar Xbrl Assets Latest
Value Usd4,349,282
Fiscal Year End2021-09-30
Edgar Xbrl Revenue Latest
Value Usd6,672,793
Fiscal Year End2021-09-30
ConceptRevenues
Edgar Sic Description
Finance Services
Edgar Former Names
PACIFIC OIL Co
PRAIRIE WEST OIL & GAS, LTD.

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2501 RANCH ROAD 620 SOUTHSUITE 110LAKEWAY, TX 78734
Business
2501 RANCH ROAD 620 SOUTHSUITE 110LAKEWAY, TX 78734
Edgar EIN
204057712
Edgar Recent Filings
D2026-01-13 · 0001683168-26-000266
D2025-11-07 · 0001683168-25-008075
Edgar Sic
6199
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-20T18:52:45Z
Rdap Domain Last Changed
2025-07-05T22:43:57Z
Rdap Nameservers
Ns-cloud-a1.googledomains.comNs-cloud-a2.googledomains.comNs-cloud-a3.googledomains.comNs-cloud-a4.googledomains.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Trust Company Affiliate
No

People (5)

5
NELSON, WILLIAM, ROBERT
IAR · Executive Officer · 2.5%
4797755
Winters, Jennifer
Executive Officer · 2.5%
2446588
WINTERS, SCOTT, CHRISTOPHER
Executive Officer · 2.5%
2598188
Baucum, Ashley
Executive Officer · 2.5%
7170881
Winters, Kaili, Erin
Executive Officer · 2.5%
6528334