SourcingSourcing

93 FINANCIAL GROUP, LLC

C26
CRD 144235·SEC 801-78076·WOBURN, MA
AUM
$899.7M
$500M-$1B
Est. Revenue
$9.0M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
93 FINANCIAL GROUP, LLC
CRD
144235
SEC file #
801-78076
EIN
043768890
DBA names
—

Economics

AUM
$899.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$335.4M → $899.7M▲ +168%
Client mix
Individuals Other873
Individuals High Net Worth302

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
WOBURN MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
93fg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WELCH, LAWRENCE, EUGENE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
WELCH, LAWRENCE, EUGENE
WELCH, PAUL, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
93FG.COM
Rdap Domain Creation Date
2003-06-20T19:23:18Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002112320
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-20
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0002112320-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
600 UNICORN PARK DRIVEWOBURN, MA 01801
Business
600 UNICORN PARK DRIVEWOBURN, MA 01801
Edgar EIN
043768890
Edgar Recent Filings
13F-HR2026-05-05 · 0002112320-26-000002
13F-HR2026-02-20 · 0002112320-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-20T19:23:18Z
Rdap Domain Last Changed
2026-04-21T06:51:35Z
Rdap Nameservers
Ns19.worldnic.comNs20.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2359478
Trust Company Affiliate
No

People (5)

5
WELCH, LAWRENCE, EUGENE
IAR · Direct Owner · 62.5%
2359478
WELCH, PAUL, JOSEPH
IAR · Direct Owner · 62.5%
2327685
WELCH, JOHN, ALAN
IAR · Executive Officer · 2.5%
4142068
JAMES THOMAS WELCH
IAR
4615463
DAVID ROBERT BAKER
IAR
4119803