SourcingSourcing

SECURED RETIREMENT ADVISORS, LLC

C46
CRD 144239·SEC 801-121760·ST LOUIS PARK, MN
AUM
$255.1M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$765K
@ 30% margin
Est. Deal Value
$6.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SECURED RETIREMENT ADVISORS, LLC
CRD
144239
SEC file #
801-121760
EIN
412249559
DBA names
—

Economics

AUM
$255.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$139.5M → $255.1M▲ +83%
Client mix
Individuals Other536
Individuals High Net Worth66

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
8 advisors → 4 advisors▼ -50%
Primary office
ST LOUIS PARK MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/23/2026
ADV-W filed at
—
Website
securedretirements.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SECURED RETIREMENT ASSOCIATES, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
SECURED RETIREMENT ASSOCIATES, LLC
LUCEY, JOSEPH, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SECUREDRETIREMENTS.COM
Rdap Domain Creation Date
2006-09-14T03:13:58Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002012356
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-16
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0002012356-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
6121 EXCELSIOR BLVDST LOUIS PARK, MN 55416
Business
6121 EXCELSIOR BLVDST LOUIS PARK, MN 55416
Edgar EIN
412249559
Edgar Recent Filings
13F-HR2026-04-24 · 0002012356-26-000003
13F-HR2026-01-30 · 0002012356-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-14T03:13:58Z
Rdap Domain Last Changed
2025-09-14T18:04:40Z
Rdap Nameservers
Ns55.domaincontrol.comNs56.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
LUCEY, JOSEPH, SCOTT
IAR · Executive Officer · 2.5%
2568779
DYLAN LOWELL MALBERG
IAR
6297351
Henry Eilefson
IAR
8152897
Jacob McCue
IAR
7159473