SourcingSourcing

PREISZ ASSOCIATES, INC.

B51
CRD 144469·SEC 801-115031·PORTLAND, OR
AUM
$701.7M
$500M-$1B
Est. Revenue
$7.0M
@ 1% on AUM
Est. EBITDA
$2.1M
@ 30% margin
Est. Deal Value
$16.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PREISZ ASSOCIATES, INC.
CRD
144469
SEC file #
801-115031
EIN
—
DBA names
Preisz Financial

Economics

AUM
$701.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$411.1M → $701.7M▲ +71%
Client mix
Individuals Other195
Pension Profit Sharing Plans102
Individuals High Net Worth49

Operations

Employees (total)
10
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
6 advisors → 8 advisors▲ +33%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
preisz.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PREISZ, MICHAEL, ALLEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
PREISZ, MICHAEL, ALLEN
DAVENPORT, THOMAS, LELAND
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PREISZ.COM
Rdap Domain Creation Date
1998-07-08T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
62,997
Form 5500 Compensation Trajectory 3y
202562,997
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
62,997
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
9
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-07-07T04:00:00Z
Rdap Domain Last Changed
2025-05-08T07:20:57Z
Rdap Nameservers
Ns93.worldnic.comNs94.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1722796
Trust Company Affiliate
No

People (9)

9
PREISZ, MICHAEL, ALLEN
IAR · Direct Owner · 62.5%
1722796
PREISZ, WILLIAM, ALLEN
IAR · Direct Owner · 17.5%
6855850
DAVENPORT, THOMAS, LELAND
IAR · Direct Owner · 17.5%
5075210
ROBERT COLLINS BESWICK
IAR
1040843
GEOFFREY DENISON LAROCHE
IAR
4650867
CAROL QUILLIAN BETHUNE
IAR
4559410
William Robert Sample
IAR
6615291
Jason David Tanz
IAR
7224816
Christa Whitman
IAR
6135536