SourcingSourcing

U.S. BANCORP ADVISORS, LLC

C32
CRD 14455·SEC 801-70084·SAINT PAUL, MN
AUM
$1.80B
$1B+
Est. Revenue
$18.0M
@ 1% on AUM
Est. EBITDA
$5.4M
@ 30% margin
Est. Deal Value
$43.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
U.S. BANCORP ADVISORS, LLC
CRD
14455
SEC file #
801-70084
EIN
—
DBA names
—

Economics

AUM
$1.80B
AUM band
$1B+
AUM trajectory
'20'26
$1.29B → $1.80B▲ +39%
Client mix
Individuals Other2,809
Individuals High Net Worth436
Corporations73
Pension Profit Sharing Plans25

Operations

Employees (total)
379
Advisory staff (per ADV)
141
Advisory staff (5-yr trend)
'20'26
285 advisors → 141 advisors▼ -51%
Primary office
SAINT PAUL MN
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Bankmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
usbank.com/wealth-management.html

Compliance

Disclosures (firm)
9
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
U.S. BANCORP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
12
Control Persons
U.S. BANCORP
ARIAS, CARLOS ALONSO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
USBANK.COM
Rdap Domain Creation Date
1995-02-14T05:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
34,155
Form 5500 Compensation Trajectory 3y
202534,155
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
34,155
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0000036104
Edgar Registered
Yes
Edgar Filing Count
1,000
Edgar First Filing Date
2021-02-16
Edgar Last Filing Date
2026-05-19
Edgar 13f Count
21
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0000036104-26-000026
Edgar Xbrl Assets Latest
Value Usd692,345,000,000
Fiscal Year End2025-12-31
Edgar Xbrl Revenue Latest
Value Usd28,656,000,000
Fiscal Year End2025-12-31
ConceptRevenues
Edgar Sic Description
National Commercial Banks
Edgar Former Names
FIRST BANK SYSTEM INC

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1413
Soi Zip Pct 200k Plus
0.0198
Soi Zip Returns 200k Plus
130
Soi Zip Total AGI
382,743
Fdic Zip Total Deposits
5,308,703,000
Fdic Zip Branch Count
108
Fdic Zip Top Banks
Drake Bank
BankCherokee

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
16
Bc Firm IAR Count
50
Custodian Candidates
Window
U.s. Bank4
Full
U.s. Bank39
E*trade4
Fidelity3
Edgar Addresses
Mailing
U.S. BANCORP800 NICOLLET MALLMINNEAPOLIS, MN 55402-7020
Business
U.S. BANCORP800 NICOLLET MALLMINNEAPOLIS, MN 55402-7020
Edgar EIN
410255900
Edgar Recent Filings
424B22026-05-19 · 0001918704-26-013566
424B22026-05-19 · 0001918704-26-013563
Edgar Sic
6021
Fdic Zip Branches Raw
Minnesota State BankSt. Paul, MN
Cherokee State Bank of St. PaulSt. Paul, MN
Fdic Zip HHI
2741.26
Fdic Zip Top Bank Share Pct
39.98
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-04-07T17:24:48Z
Rdap Domain Last Changed
2025-01-09T23:02:40Z
Rdap Nameservers
Ns2.usbank.comNs4.usbank.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update ProhibitedServer Delete Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI24,100
Returns1,890
Stub 2
AGI69,347
Returns1,850
Stub 3
AGI74,186
Returns1,220
Soi Zip Total Business Income
14,841
Soi Zip Total Cap Gains
10,944
Soi Zip Total Dividends
3,683
Soi Zip Total Returns
6,580
Trust Company Affiliate
No

People (61)

61
Carlos Alonso Arias
Executive Officer · 2.5%
3174333
Eileen Bejasa
Executive Officer · 2.5%
7002808
Shannon Keith Clark
Executive Officer · 2.5%
5829700
Kimberly Nicole Ferguson
Executive Officer · 2.5%
4120145
Joel Ira Floum
Executive Officer · 2.5%
2405754
Eileen Renee Menacher
Executive Officer · 2.5%
4929896
Jodi Thompson Rolland
Executive Officer · 2.5%
2290884
Kyle Norman Salstrom
Executive Officer · 2.5%
5025315
Stephen Ward Steiner
Executive Officer · 2.5%
2259345
Shane T Triplett
Executive Officer · 2.5%
1865319
MCCARTHY, MATTHEW RYAN
Executive Officer · 2.5%
6818984
Anthony Spaziani
IAR
2936331
Davene Jannell Cognard
IAR
5281201
Thet Bondoc Reyes
IAR
2787143
Sharon Ann Rogers
IAR
6717194
Mary Catherine O'Dell-Nguyen
IAR
7818674
Mengchen Xu
IAR
7854192
Sorour Rabizadeh
IAR
4785760
Sandra Y Mugavero
IAR
5692172
Richard A Zamudio
IAR
6008924
Cody Lee Spreeman
IAR
7585829
Ruban Sharma
IAR
7688952
Cloud H Nguyen
IAR
7675901
Jennifer Lee Steele
IAR
1895375
Joshua Allan Polendey
IAR
7833752
Natalie Anne Carda
IAR
4805595
Carla Alice Suchy
IAR
2180712
Connie Sue Hagemeyer
IAR
2042574
Joshua Royal Glood
IAR
4937290
Steven Eric Signorio
IAR
6030377
Stephen Richard Huberty
IAR
4494695
Wendy Christine Johnson
IAR
1868312
Tatsiana Pavlovna Krause
IAR
7784112
Richard James Harkless
IAR
2858936
Ryan Kevin Gonzales
IAR
3048931
Aylisa Lisa Pakhchanian
IAR
4777816
Erik Kenichi Kimoto
IAR
4375823
Noah Lewis Londer
IAR
4732479
Charles Richard Timmerman
IAR
4463425
Yousuf Rasuli
IAR
4568619
Thuy Truc Huong Diep
IAR
6214498
Ju Hyi Park
IAR
6778859
Michael G Scott Brusseau
IAR
2731845
Anna V Carrera
IAR
4170249
Erin Michelle Kreiger
IAR
6042483
Xiaodong Miao
IAR
6694436
Gregory Thomas Murphy
IAR
2164163
Carol Rita Symons
IAR
4501758
Ruel Lamberto Cabarles
IAR
5232111
Margaret Mary Sewart
IAR
6186348
Sergio Romero
IAR
5982971
Anthony Fitzgerald Rogers
IAR
4927213
Sarah Katherine Bell
IAR
7637427
Steven Peter Rudser
IAR
3132687
Forrest Brooks Wilder
IAR
6406510
Laura Jean Laes
IAR
6015874
Kaylee Katherine Garvey
IAR
5383214
Heidi Elizabeth Wilson
IAR
6881698
Lindsey-Marie Vivien Ludtke
IAR
7629550
Jose Gonzalez-Trujillo
IAR
7724773