SourcingSourcing

BROAD REACH CAPITAL LLC

C42
CRD 144686·SEC 801-130959·RALEIGH, NC
AUM
$180.5M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$541K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROAD REACH CAPITAL LLC
CRD
144686
SEC file #
801-130959
EIN
—
DBA names
—

Economics

AUM
$180.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$126.0M → $180.5M▲ +43%
Client mix
Insurance Companies9
Individuals High Net Worth6
Corporations4
Individuals Other3

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
RALEIGH NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/09/2026
ADV-W filed at
—
Website
broadreachpartnersllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SYPHERS, SCOTT, AARON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SYPHERS, SCOTT, AARON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BROADREACHPARTNERSLLC.COM
Rdap Domain Creation Date
2018-10-25T15:48:04Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1847
Soi Zip Pct 200k Plus
0.0474
Soi Zip Returns 200k Plus
1,050
Soi Zip Total AGI
1,620,680
Fdic Zip Total Deposits
9,813,494,000
Fdic Zip Branch Count
319
Fdic Zip Top Banks
First-Citizens Bank & Trust Company
Branch Banking and Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Interactive Brokers2
Equity Trust2
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanyRaleigh, NC
First-Citizens Bank & Trust CompanyRaleigh, NC
Fdic Zip HHI
987.94
Fdic Zip Top Bank Share Pct
17.95
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2035-10-25T15:48:04Z
Rdap Domain Last Changed
2025-10-27T15:11:25Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI82,172
Returns6,410
Stub 2
AGI210,536
Returns5,710
Stub 3
AGI231,742
Returns3,780
Soi Zip Total Business Income
68,320
Soi Zip Total Cap Gains
51,436
Soi Zip Total Dividends
17,108
Soi Zip Total Returns
22,140
Top Owner CRD
3073399
Trust Company Affiliate
No

People (3)

3
SYPHERS, SCOTT, AARON
IAR · Direct Owner · 87.5%
3073399
John Patrick VanDeCar
IAR
8081511
TIMOTHY LEE SMITH
IAR
7670331