SourcingSourcing

1607 CAPITAL PARTNERS, LLC

C39
CRD 144758·SEC 801-68322·RICHMOND, VA
AUM
$3.49B
$1B+
Est. Revenue
$34.9M
@ 1% on AUM
Est. EBITDA
$10.5M
@ 30% margin
Est. Deal Value
$83.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
1607 CAPITAL PARTNERS, LLC
CRD
144758
SEC file #
801-68322
EIN
000000000
DBA names
—

Economics

AUM
$3.49B
AUM band
$1B+
AUM trajectory
'20'26
$3.26B → $3.49B▲ +7%
Client mix
Charitable Organizations8
Pooled Investment Vehicles5

Operations

Employees (total)
15
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
7 advisors → 7 advisors▬ 0%
Primary office
RICHMOND VA
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
1607capital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROSEMONT INVESTMENT GROUP,
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
18
Control Persons
ROSEMONT INVESTMENT GROUP,
FAKE, SHANNON, S
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
1607CAPITAL.COM
Rdap Domain Creation Date
2007-07-11T14:26:08Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
3,386,659
Form 5500 Compensation Trajectory 3y
20253,386,659
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
3,386,659
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001426152
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2008-01-31
Edgar Last Filing Date
2026-02-09
Edgar Form D Count
18
Edgar Form D Offerings
2026-02-092026-02-09 · 0002081111-26-000025
2025-02-072025-02-07 · 0001393725-25-000019

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Northern Trust18
E*trade5
State Street4
Edgar Addresses
Mailing
C/O 1607 CAPITAL PARTNERS, LLC13 S. 13TH STREET, SUITE 400RICHMOND, VA 23219
Business
C/O 1607 CAPITAL PARTNERS, LLC13 S. 13TH STREET, SUITE 400RICHMOND, VA 23219
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-02-09 · 0002081111-26-000025
D/A2025-02-07 · 0001393725-25-000019
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-11T14:26:08Z
Rdap Domain Last Changed
2022-05-12T08:47:44Z
Rdap Nameservers
Ns1.no-ip.comNs2.no-ip.comNs3.no-ip.comNs4.no-ip.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (14)

14
FAKE, SHANNON, S
Direct Owner · 17.5%
2510796
MALLORY, JAMES, EDWARD
Direct Owner · 17.5%
2233683
LONG, ASHLEY, WATSON
Direct Owner · 7.5%
2465003
TATTERSALL, THOMAS, KIRKWOOD
Direct Owner · 7.5%
2908910
BURKHART, JR., CHARLES, BYRON
Executive Officer · 2.5%
4511598
HUNTLEY, BRYAN, KURT
Executive Officer · 2.5%
4528825
CHRISTOPHER GEORGE MACKAY
Executive Officer · 2.5%
2763745
KEVIN STEWART RUTHERFORD
Executive Officer · 2.5%
2196199
HUNT, MARTIN, TYLER
Executive Officer · 2.5%
3268532
MATHEW RYAN KALKOWSKY
Executive Officer · 2.5%
4905831
MONTSINGER, SHANNON, WARE
Executive Officer · 2.5%
7531205
TATTERSALL, FRED, THOMAS
Executive Officer · 2.5%
1719646
TATTERSALL, KELLY, FITZGERALD
Executive Officer · 2.5%
6931581
ZHANG, RUIYI
Executive Officer · 2.5%
7245035