CAP PARTNERS, LLC

CRD

144779

SEC file #

801-121600

EIN

473529694

DBA names

—

Economics

AUM

$254.7M

AUM band

$100M-$500M

AUM trajectory

'22 · $137.1M

'23 · $164.0M

'25 · $220.2M

'26 · $254.7M

'22'26

$137.1M → $254.7M▲ +86%

sec adv history

Client mix

Individuals Other	341
Individuals High Net Worth	58

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'22 · 9 advisors

'23 · 8 advisors

'25 · 8 advisors

'26 · 8 advisors

'22'26

9 advisors → 8 advisors▼ -11%

sec adv history

Primary office

FRANKLIN TN

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services

Fee basis

% of AUMHourly chargesOther Compensation

Filings

Latest ADV filing

01/28/2026

ADV-W filed at

—

Website

cap-partners.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

CAP BKE HOLDINGS, LLC

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

CAP BKE HOLDINGS, LLC

CAP MCO HOLDINGS, LLC

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

CAP-PARTNERS.COM

Rdap Domain Creation Date

2003-11-26T21:12:47Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001690405

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2016-12-02

Edgar Last Filing Date

2016-12-02

Edgar Form D Count

Edgar Form D Offerings

2016-12-022016-12-02 · 0001209191-16-152972

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

649 FAIRFIELD BEACH ROADFAIRFIELD, CT 06824

Business

649 FAIRFIELD BEACH ROADFAIRFIELD, CT 06824

Edgar EIN

473529694

Edgar Recent Filings

D2016-12-02 · 0001209191-16-152972

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-11-26T21:12:47Z

Rdap Domain Last Changed

2025-11-27T14:58:39Z

Rdap Nameservers

Ns75.domaincontrol.comNs76.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate