SourcingSourcing

BUTTONWOOD FINANCIAL ADVISORS, INC.

C47
CRD 144926·SEC 801-118433·BALTIMORE, MD
AUM
$483.2M
$100M-$500M
Est. Revenue
$4.8M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BUTTONWOOD FINANCIAL ADVISORS, INC.
CRD
144926
SEC file #
801-118433
EIN
260905407
DBA names
—

Economics

AUM
$483.2M
AUM band
$100M-$500M
AUM trajectory
'21'26
$107.8M → $483.2M▲ +348%
Client mix
Individuals Other169
Individuals High Net Worth152
Charitable Organizations3
Corporations3

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'21'26
5 advisors → 5 advisors▬ 0%
Primary office
BALTIMORE MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/07/2026
ADV-W filed at
—
Website
buttonwoodfa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GALLINA, DAMIAN, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GALLINA, DAMIAN, JOSEPH
MALCOM, JEFFREY, A.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BUTTONWOODFA.COM
Rdap Domain Creation Date
2007-06-07T16:58:00Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001904033
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-01-27
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001904033-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
1 N HAVEN STREETSUITE 204BALTIMORE, MD 21224
Business
1 N HAVEN STREETSUITE 204BALTIMORE, MD 21224
Edgar EIN
260905407
Edgar Recent Filings
13F-HR2026-04-21 · 0001904033-26-000002
13F-HR2026-02-04 · 0001904033-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-06-07T16:58:00Z
Rdap Domain Last Changed
2024-03-28T19:39:15Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2340370
Trust Company Affiliate
No

People (5)

5
GALLINA, DAMIAN, JOSEPH
IAR · Direct Owner · 62.5%
2340370
MALCOM, JEFFREY, A.
IAR · Direct Owner · 37.5%
6141631
ALEXANDRA ELIZABETH STEWART
IAR
6721722
MARY JEANNE THOMPSON
IAR
6020089
JAMES ALFRED ROSSMAN
IAR
2969401