SourcingSourcing

CATHERINE AVERY INVESTMENT MANAGEMENT LLC

A67
CRD 144946·SEC 801-110097·LONGBOAT KEY, FL
AUM
$318.0M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$954K
@ 30% margin
Est. Deal Value
$7.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CATHERINE AVERY INVESTMENT MANAGEMENT LLC
CRD
144946
SEC file #
801-110097
EIN
260716154
DBA names
Caim Llc

Economics

AUM
$318.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$125.3M → $318.0M▲ +154%
Client mix
Individuals High Net Worth73
Other7

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
LONGBOAT KEY FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
twitter.com/caim2712(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAIM HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
CAIM HOLDINGS LLC
MANISCALCO AVERY, CATHERINE,
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:catherineavery.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002103454
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2026-01-05
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
8
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001420506-26-001105

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6915
Soi Zip Pct 200k Plus
0.491
Soi Zip Returns 200k Plus
1910
Soi Zip Total AGI
3,019,684
Fdic Zip Total Deposits
8,914,921,000
Fdic Zip Branch Count
139
Fdic Zip Top Banks
Bank of America, National Association
SunTrust Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
595 BAY ISLES ROADSUITE 210LONGBOAT KEY, FL 34228
Business
595 BAY ISLES ROADSUITE 210LONGBOAT KEY, FL 34228
Edgar EIN
260716154
Edgar Recent Filings
13F-HR2026-05-15 · 0001420506-26-001105
N-PX2026-04-23 · 0001171520-26-000063
Fdic Zip Branches Raw
NationsBank of Florida, N.A.Longboat Key, FL
NationsBank of Florida, N.A.Manatee County, FL
Fdic Zip HHI
1483.21
Fdic Zip Top Bank Share Pct
31.4
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI4,891
Returns410
Stub 2
AGI9,697
Returns260
Stub 3
AGI16,631
Returns260
Soi Zip Total Business Income
75,632
Soi Zip Total Cap Gains
799,089
Soi Zip Total Dividends
329,534
Soi Zip Total Returns
3,890
Trust Company Affiliate
No

People (1)

1
MANISCALCO AVERY, CATHERINE,
IAR · Executive Officer · 2.5%
1427402