SourcingSourcing

KEEN CAPITAL, LTD

C41
CRD 145023·SEC 801-123128·CHAPIN, SC
AUM
$179.7M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$539K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KEEN CAPITAL, LTD
CRD
145023
SEC file #
801-123128
EIN
—
DBA names
—

Economics

AUM
$179.7M
AUM band
$100M-$500M
AUM trajectory
'22'26
$114.1M → $179.7M▲ +58%
Client mix
Individuals High Net Worth48
Individuals Other48
Pension Profit Sharing Plans17

Operations

Employees (total)
11
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
CHAPIN SC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/20/2026
ADV-W filed at
—
Website
coreadvisors.com/index.php

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GORE, THOMAS, ANTHONY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GORE, THOMAS, ANTHONY
HOLLENBECK, KATHERINE, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COREADVISORS.COM
Rdap Domain Creation Date
2004-02-23T19:20:48Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
DomainSpot LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3992
Soi Zip Pct 200k Plus
0.1347
Soi Zip Returns 200k Plus
1910
Soi Zip Total AGI
1,767,694
Fdic Zip Total Deposits
7,196,050,000
Fdic Zip Branch Count
128
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Branch Banking and Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Union National Bank of South CarolinaChapin, SC
The Lexington State BankChapin, SC
Fdic Zip HHI
1235.01
Fdic Zip Top Bank Share Pct
19.98
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-23T19:20:48Z
Rdap Domain Last Changed
2026-02-10T06:05:01Z
Rdap Nameservers
Dilbert.ns.cloudflare.comDorthy.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,102
Returns3,020
Stub 2
AGI79,795
Returns2,150
Stub 3
AGI114,827
Returns1,840
Soi Zip Total Business Income
46,019
Soi Zip Total Cap Gains
119,612
Soi Zip Total Dividends
40,898
Soi Zip Total Returns
14,180
Top Owner CRD
4261918
Trust Company Affiliate
No

People (4)

4
GORE, THOMAS, ANTHONY
IAR · Direct Owner · 87.5%
4261918
HOLLENBECK, KATHERINE, MARIE
IAR · Executive Officer · 2.5%
5642429
Jeremiah David Barwick
IAR
7904854
TANNER RAY MERRITT
IAR
7130811