SourcingSourcing

FIRST MASON FINANCIAL, LLC

B57
CRD 145025·SEC 801-72315·MEDINA, OH
AUM
$185.7M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$557K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIRST MASON FINANCIAL, LLC
CRD
145025
SEC file #
801-72315
EIN
—
DBA names
—

Economics

AUM
$185.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$441.0M → $185.7M▼ -58%
Client mix
Individuals Other317
Individuals High Net Worth65
Pension Profit Sharing Plans1

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
MEDINA OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
facebook.com/virtualdan365(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MASON, DANIEL, JEROME
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MASON, DANIEL, JEROME
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
31,769
Form 5500 Compensation Trajectory 3y
202531,769
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
31,769
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3213
Soi Zip Pct 200k Plus
0.0992
Soi Zip Returns 200k Plus
3,370
Soi Zip Total AGI
3,364,313
Fdic Zip Total Deposits
35,238,538,000
Fdic Zip Branch Count
613
Fdic Zip Top Banks
Firstmerit Bank, National Association
The Huntington National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Fdic Zip Branches Raw
Society National BankMedina, OH
Bank One, Akron, National AssociationMedina, OH
Fdic Zip HHI
1023.35
Fdic Zip Top Bank Share Pct
18.05
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI93,017
Returns7,960
Stub 2
AGI231,174
Returns6,220
Stub 3
AGI315,328
Returns5,090
Soi Zip Total Business Income
92,408
Soi Zip Total Cap Gains
160,569
Soi Zip Total Dividends
63,951
Soi Zip Total Returns
33,960
Top Owner CRD
4430474
Trust Company Affiliate
No

People (1)

1
MASON, DANIEL, JEROME
IAR · Direct Owner · 87.5%
4430474