SourcingSourcing

HARDY & HARDY CO LLC

B61
CRD 145088·SEC 801-129299·LIMA, OH
AUM
$269.4M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$808K
@ 30% margin
Est. Deal Value
$6.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARDY & HARDY CO LLC
CRD
145088
SEC file #
801-129299
EIN
—
DBA names
—

Economics

AUM
$269.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$251.8M → $269.4M▲ +7%
Client mix
Individuals High Net Worth154
Individuals Other89
Pension Profit Sharing Plans29

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
LIMA OH
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
01/05/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JENSEN, SCOTT, RICHARD
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JENSEN, SCOTT, RICHARD
HARDY, BRADLEY, OWEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
41,324
Form 5500 Compensation Trajectory 3y
202541,324
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
41,324
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
3134571
Trust Company Affiliate
No

People (2)

2
JENSEN, SCOTT, RICHARD
IAR · Direct Owner · 62.5%
3134571
HARDY, BRADLEY, OWEN
IAR · Direct Owner · 37.5%
2405534