BLACK DIAMOND FINANCIAL, LLC

CRD

145108

SEC file #

801-96172

EIN

923514312

DBA names

—

Economics

AUM

$1.37B

AUM band

$1B+

AUM trajectory

'20 · $307.9M

'21 · $364.6M

'22 · $488.6M

'23 · $551.5M

'25 · $1.04B

'26 · $1.37B

'20'26

$307.9M → $1.37B▲ +345%

sec adv history

Client mix

Individuals High Net Worth	218
Individuals Other	117
Corporations	10
Charitable Organizations	7
Pension Profit Sharing Plans	6

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 5 advisors

'21 · 5 advisors

'22 · 7 advisors

'23 · 9 advisors

'25 · 11 advisors

'26 · 13 advisors

'20'26

5 advisors → 13 advisors▲ +160%

sec adv history

Primary office

LUTHERVILLE MD

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/23/2026

ADV-W filed at

—

Website

blackdfinancial.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

GOETTE, MATTHEW, PAUL

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

GOETTE, MATTHEW, PAUL

DRYDEN CAPITAL MANAGEMENT TRUST

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

BLACKDFINANCIAL.COM

Rdap Domain Creation Date

2007-11-01T17:54:59Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

22,594

Form 5500 Compensation Trajectory 3y

2025

22,594

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

22,594

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0002000451

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2023-11-21

Edgar Last Filing Date

2023-11-21

Edgar Form D Count

Edgar Form D Offerings

2023-11-212023-11-21 · 0002000451-23-000001

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

305 WEST PENNSYLVANIA AVENUETOWSON, MD 21204

Business

305 WEST PENNSYLVANIA AVENUETOWSON, MD 21204

Edgar EIN

923514312

Edgar Recent Filings

D2023-11-21 · 0002000451-23-000001

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-11-01T17:54:59Z

Rdap Domain Last Changed

2024-11-02T18:03:09Z

Rdap Nameservers

Betty.ns.cloudflare.comBuck.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Top Owner CRD

3114797

Trust Company Affiliate