SourcingSourcing

DMKC ADVISORY SERVICES, LLC

C38
CRD 145112·SEC 801-68395·DES MOINES, IA
AUM
$902.5M
$500M-$1B
Est. Revenue
$9.0M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DMKC ADVISORY SERVICES, LLC
CRD
145112
SEC file #
801-68395
EIN
421439008
DBA names
—

Economics

AUM
$902.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$380.0M → $902.5M▲ +138%
Client mix
Individuals High Net Worth254
Individuals Other219
Charitable Organizations27

Operations

Employees (total)
13
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
8 advisors → 8 advisors▬ 0%
Primary office
DES MOINES IA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
linkedin.com/company/d-m-kelly-&-company/about(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
D. M. KELLY & COMPANY
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
D. M. KELLY & COMPANY
HALLIWELL, KATHLEEN, CRICHTON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:dmkc.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
37,041
Form 5500 Compensation Trajectory 3y
202537,041
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
37,041
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001901337
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-05
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001901337-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
10
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
E*trade4
Wells Fargo2
Edgar Addresses
Mailing
3900 INGERSOLL AVESUITE 300DES MOINES, IA 50312
Business
3900 INGERSOLL AVESUITE 300DES MOINES, IA 50312
Edgar EIN
421439008
Edgar Recent Filings
13F-HR2026-05-04 · 0001901337-26-000003
13F-HR2026-01-30 · 0001901337-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (12)

12
KELLY, DANIEL, MICHAEL
IAR · Executive Officer · 2.5%
266912
KATHLEEN CRICHTON HALLIWELL
Executive Officer · 2.5%
1216284
Willis David Gaer
IAR
7652726
DAVID PALMER LORBIECKI
IAR
2357042
DAN CHRISTOPHER MCPHAIL
IAR
5454010
DAVID CHARLES HAAS
IAR
5599596
Joseph Robert Fiorentino
IAR
8150802
PATRICK BENJAMIN KELLY
IAR
4246690
Matthew Lee Humeston
IAR
8223749
Andrew Joseph Harrison
IAR
6279956
KEVIN ALEXANDER SHIRES
IAR
4974827
DANIEL G. KELLY
IAR
4751840