SourcingSourcing

CASTLELAKE, L.P.

C26
CRD 145165·SEC 801-72310·MINNEAPOLIS, MN
AUM
$35.29B
$1B+
Est. Revenue
$352.9M
@ 1% on AUM
Est. EBITDA
$105.9M
@ 30% margin
Est. Deal Value
$846.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CASTLELAKE, L.P.
CRD
145165
SEC file #
801-72310
EIN
203323857
DBA names
—

Economics

AUM
$35.29B
AUM band
$1B+
AUM trajectory
'20'26
$15.79B → $35.29B▲ +123%
Client mix
Pooled Investment Vehicles46
Corporations2
Insurance Companies1
Other1

Operations

Employees (total)
251
Advisory staff (per ADV)
98
Advisory staff (5-yr trend)
'20'26
78 advisors → 98 advisors▲ +26%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
facebook.com/castlelake-159633640723857(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RO MANAGEMENT, LP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
RO MANAGEMENT, LP
CARRUTHERS, EVAN, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Participants
378
Form 5500 Total Compensation
10,958
Form 5500 Compensation Trajectory 3y
202510,958
20240
Form 5500 Plan Count Trajectory 3y
20242
20251
Schedule C Total Compensation
10,958
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001657869
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2015-11-25
Edgar Last Filing Date
2025-08-14
Edgar 13f Count
4
Edgar 13f Latest AUM Estimate
Filing Date2021-11-15
Accession0000950123-21-015600

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
U.s. Bank70
Jpmorgan32
Goldman Sachs14
Wells Fargo4
E*trade4
Edgar Addresses
Mailing
250 NICOLLET MALLSUITE 900MINNEAPOLIS, MN 55401
Business
250 NICOLLET MALLSUITE 900MINNEAPOLIS, MN 55401
Edgar EIN
203323857
Edgar Recent Filings
SCHEDULE 13G/A2025-08-14 · 0000905148-25-002977
SC 13G2024-11-21 · 0001140361-24-047490
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (7)

7
CARRUTHERS, EVAN, ANDREW
Executive Officer · 2.5%
4495971
FARRELL, BRAD, LEE
Executive Officer · 2.5%
7152863
LAM, YEN-WAH
Executive Officer · 2.5%
7895814
MCNALLY, DANIEL, JOSEPH
Executive Officer · 2.5%
5245155
O'NEILL, RORY, JOSEPH
Executive Officer · 2.5%
5591081
ROMOLO, MARIA, ROSE
Executive Officer · 2.5%
4924084
ALAN BRADLEY GEARING
IAR
6949423