AUXANO ADVISORS, LLC

CRD

145179

SEC file #

801-68424

EIN

261220596

DBA names

Auxano Advisors

Economics

AUM

$1.78B

AUM band

$1B+

AUM trajectory

'20 · $569.7M

'21 · $709.5M

'22 · $907.9M

'23 · $1.03B

'25 · $1.45B

'26 · $1.78B

'20'26

$569.7M → $1.78B▲ +212%

sec adv history

Client mix

Individuals Other	456
Individuals High Net Worth	268

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 6 advisors

'21 · 6 advisors

'22 · 6 advisors

'23 · 7 advisors

'25 · 8 advisors

'26 · 8 advisors

'20'26

6 advisors → 8 advisors▲ +33%

sec adv history

Primary office

BELLEVUE WA

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUM

Filings

Latest ADV filing

03/17/2026

ADV-W filed at

—

Website

auxanoadvisors.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

CLINE, PETER, WESSON

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

CLINE, PETER, WESSON

LEE, ALEXANDER, KANGHEE

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

AUXANOADVISORS.COM

Rdap Domain Creation Date

2007-08-06T23:43:53Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001811491

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2020-05-14

Edgar Last Filing Date

2026-05-04

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-04

Accession0001811491-26-000003

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

10900 NE 4TH STREET, STE 1950BELLEVUE, WA 98004

Business

10900 NE 4TH STREET, STE 1950BELLEVUE, WA 98004

Edgar EIN

261220596

Edgar Recent Filings

13F-HR2026-05-04 · 0001811491-26-000003

13F-HR2026-02-06 · 0001811491-26-000001

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2034-08-06T23:43:53Z

Rdap Domain Last Changed

2025-07-17T23:54:40Z

Rdap Nameservers

Becky.ns.cloudflare.comClint.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Top Owner CRD

1690570

Trust Company Affiliate