WINTHROP CAPITAL MANAGEMENT, LLC
C46
CRD 145216·SEC 801-71321·CARMEL, IN
AUM
$3.97B
$1B+
Est. Revenue
$39.7M
@ 1% on AUM
Est. EBITDA
$11.9M
@ 30% margin
Est. Deal Value
$95.4M
@ 8× EBITDA
Identity
Registrations & legal identity
Economics
AUM trajectory
'20 · $679.8M
'21 · $1.28B
'22 · $3.94B
'23 · $4.47B
'25 · $3.90B
'26 · $3.97B
'20'26
$679.8M → $3.97B▲ +485%
Client mix
| Individuals Other | 406 |
| Individuals High Net Worth | 60 |
| Insurance Companies | 25 |
| Corporations | 20 |
| Pension Profit Sharing Plans | 10 |
Operations
Advisory staff (5-yr trend)
'20 · 7 advisors
'21 · 7 advisors
'22 · 8 advisors
'23 · 8 advisors
'25 · 8 advisors
'26 · 9 advisors
'20'26
7 advisors → 9 advisors▲ +29%
Branches
—
Custodian & Brokerage
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Filings
Compliance
Trademark
—
Additional signalsExpand ▾
Ownership & succession ★
Who controls the firm + pre-computed succession flags
Availability / M&A ★
Already-acquired = skip; deal comps
Web presence ★
Stale website = winding down
Retirement-plan book (Form 5500) ★
401(k)/plan business — cross-sell value
SEC EDGAR
Compliance & brand
All other collected signals (16)
Everything else we've pulled for this record, not yet curated into a section.
Edgar Addresses
Mailing
10201 N. ILLINOISCARMEL, IN 46290
Business
10201 N. ILLINOISCARMEL, IN 46290
Edgar Recent Filings
13F-HR2026-04-28 · 0001999371-26-009196
13F-HR2026-02-10 · 0001999371-26-002954
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited