HIGHTOWER ADVISORS, LLC

CRD

145323

SEC file #

801-69625

EIN

050235370

DBA names

—

Economics

AUM

$198.58B

AUM band

$1B+

AUM trajectory

'20 · $48.07B

'21 · $57.00B

'22 · $74.50B

'23 · $103.51B

'25 · $164.79B

'26 · $198.58B

'20'26

$48.07B → $198.58B▲ +313%

sec adv history

Client mix

Individuals Other	33,630
Individuals High Net Worth	29,177
Corporations	640
Charitable Organizations	357
Pension Profit Sharing Plans	221

Operations

Employees (total)

1,983

Advisory staff (per ADV)

953

Advisory staff (5-yr trend)

'20 · 344 advisors

'21 · 344 advisors

'22 · 582 advisors

'23 · 657 advisors

'25 · 889 advisors

'26 · 953 advisors

'20'26

344 advisors → 953 advisors▲ +177%

sec adv history

Primary office

CHICAGO IL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing

04/30/2026

lyon.hightoweradvisors.com

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HIGHTOWER HOLDING, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

HIGHTOWER HOLDING, LLC

BERG, DANIEL, JEREMY

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

1,476

Form 5500 Total Compensation

3,010,331

Form 5500 Compensation Trajectory 3y

2025	2,888,516
2026	121,815
2024	0

Form 5500 Plan Count Trajectory 3y

2025	72
2024	2
2026	2

Schedule C Total Compensation

3,010,331

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001079736

Edgar Registered

Yes

Edgar Filing Count

116

Edgar First Filing Date

1999-05-27

Edgar Last Filing Date

2026-04-06

Edgar 13f Count

114

Edgar 13f Latest AUM Estimate

Filing Date2026-04-06

Accession0001079736-26-000002

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Fidelity	4
Pershing	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

23 BROAD STWESTERLY, RI 02891

Business

23 BROAD STREETWESTERLY, RI 02891

Edgar EIN

050235370

Edgar Recent Filings

13F-HR2026-04-06 · 0001079736-26-000002

13F-HR2026-02-10 · 0001079736-26-000001

Fee Schedule

Bracket Ix	41
Bracket I	30
Bracket Xi	7
Bracket Iii	6
Bracket Iv	6

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

People (60)

BERG, DANIEL, JEREMY

6146365

BESSO, DOUGLAS, JOSEPH

1530829

COVIELLO, BARRY, ANTHONY

1813688

Dunne, Patrick, James

2387232

Gorman, Claire, Marie

7091098

LOPEZ, BARRETT

RESTIERI, LAWRENCE, JOSEPH

5664824

4263092

San Juan, Jyothi

6777364

SCHWARTZ, JARED, NOLAN

5534227

Stewart, Roberto

Rajen Kantilal Chokshi

FRANK ANTHONY CENSULLO

Christina Melton Bryant

Lindsey Taylor Slattery

8001276

DAVID JONATHAN SADKIN

Kristin Jan Donnelley

Mathew Sonderup Kraines

Eileen Splaine Currie

Catherine Eleanor Mulcahy

7438740

Morgan Elizabeth Sarraf

Nicholas James Cipollone

Jeffrey Joseph Harrington

6998397