SourcingSourcing

MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC

C25
CRD 145508·SEC 801-68506·BOSTON, MA
AUM
$48.31B
$1B+
Est. Revenue
$483.1M
@ 1% on AUM
Est. EBITDA
$144.9M
@ 30% margin
Est. Deal Value
$1.16B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC
CRD
145508
SEC file #
801-68506
EIN
333876957
DBA names
—

Economics

AUM
$48.31B
AUM band
$1B+
AUM trajectory
'20'26
$18.55B → $48.31B▲ +160%
Client mix
Pooled Investment Vehicles51
Insurance Companies9
Investment Companies2
Business Devel Companies1

Operations

Employees (total)
730
Advisory staff (per ADV)
119
Advisory staff (5-yr trend)
'20'26
128 advisors → 119 advisors▼ -7%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/manulife-investment-management(social)

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE MANUFACTURERS INVESTMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
THE MANUFACTURERS INVESTMENT
GEORGOUNTZOS, EFFIE, E
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002060607
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2025-03-14
Edgar Last Filing Date
2026-04-16
Edgar Form D Count
1
Edgar Form D Offerings
2025-08-112025-08-11 · 0002060607-25-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon68
E*trade4
State Street3
Edgar Addresses
Mailing
197 CLARENDON STREETBOSTON, MA 02116
Business
197 CLARENDON STREETBOSTON, MA 02116
Edgar EIN
333876957
Edgar Recent Filings
40-6B/A2026-04-16 · 0001193125-26-158608
40-6B/A2025-10-03 · 0001193125-25-229410
Fee Schedule
Bracket Vi57
Bracket Xii18
Bracket Ii13
Bracket Iii10
Bracket Iv2
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (8)

8
GEORGOUNTZOS, EFFIE, E
Executive Officer · 2.5%
4300422
GHAI, VIPON
Executive Officer · 2.5%
7204470
PETERSON, GERALD, JOHN
Executive Officer · 2.5%
7013106
Sullivan, Howard, Edwards
Executive Officer · 2.5%
4394524
TAYLOR-JONES, MICHELLE, MARIE
Executive Officer · 2.5%
7790112
VALENTINE ANDREWS, ANNE, LOUISE
Executive Officer · 2.5%
4416956
KNAPP, Heidi, GAITO
Executive Officer · 2.5%
6929567
PRATT, JASON, MICHAEL
Executive Officer · 2.5%
6214981