SourcingSourcing

POTOMAC INVESTMENT COMPANY

A79
CRD 14553·SEC 801-135351
AUM
$107.0M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$321K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
POTOMAC INVESTMENT COMPANY
CRD
14553
SEC file #
801-135351
EIN
—
DBA names
—

Economics

AUM
$107.0M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals High Net Worth18
Individuals Other9
Charitable Organizations5
Corporations1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Pershingmedium confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMCommissions

Filings

Latest ADV filing
04/03/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GREENWALD, CAROL SCHWARTZ
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GREENWALD, CAROL SCHWARTZ
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Window
Pershing1
Full
E*trade4
Pershing1
Firm Has Custody
Yes
Top Owner CRD
1207586
Trust Company Affiliate
No

People (1)

1
GREENWALD, CAROL SCHWARTZ
IAR · Direct Owner · 87.5%
1207586