SourcingSourcing

HUGHES WARREN, INC.

C46
CRD 145570·SEC 801-113240·EDMOND, OK
AUM
$220.5M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$662K
@ 30% margin
Est. Deal Value
$5.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HUGHES WARREN, INC.
CRD
145570
SEC file #
801-113240
EIN
—
DBA names
—

Economics

AUM
$220.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$98.9M → $220.5M▲ +123%
Client mix
Individuals Other761
Individuals High Net Worth47

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
EDMOND OK
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitymedium confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
linkedin.com/company/hughes-warren-inc.(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HUGHES, THEODORE, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HUGHES, THEODORE, JOHN
JONES, VICTORIA, FAITH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:hugheswarren.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Window
Fidelity5
Full
Fidelity7
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4564055
Trust Company Affiliate
No

People (3)

3
HUGHES, THEODORE, JOHN
IAR · Direct Owner · 87.5%
4564055
WARREN, MELINDA
IAR · Executive Officer · 2.5%
4564050
JONES, VICTORIA, FAITH
Executive Officer · 2.5%
8187156