SourcingSourcing

PASI INVESTMENTS, LLC

C26
CRD 145640·SEC 801-68712·FARMINGTON, CT
AUM
$676.3M
$500M-$1B
Est. Revenue
$6.8M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$16.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PASI INVESTMENTS, LLC
CRD
145640
SEC file #
801-68712
EIN
—
DBA names
—

Economics

AUM
$676.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$277.9M → $676.3M▲ +143%
Client mix
Individuals Other216
Pension Profit Sharing Plans179
Individuals High Net Worth35
State Or Municipal Govt9

Operations

Employees (total)
8
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
FARMINGTON CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
pasiusa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
U.S. RETIREMENT PARTNERS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
U.S. RETIREMENT PARTNERS, INC.
Hancock Brown, Melanie, Joy
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PASIUSA.COM
Rdap Domain Creation Date
2000-12-05T01:13:03Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
35,125
Form 5500 Compensation Trajectory 3y
202535,125
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
35,125
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity3
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-05T01:13:02Z
Rdap Domain Last Changed
2025-03-19T13:08:02Z
Rdap Nameservers
Ivan.ns.cloudflare.comMona.ns.cloudflare.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (8)

8
Hancock Brown, Melanie, Joy
Executive Officer · 2.5%
7276213
Pierre, Jacques
Executive Officer · 2.5%
7721110
RIORDAN, MATTHEW, GERARD
Executive Officer · 2.5%
1994424
SCHNEIDER, MEGAN, E
Executive Officer · 2.5%
7618402
RONALD JAY FISHMAN
IAR
1449240
Derek James Ivey
IAR
7661097
Ashley W Rendon
IAR
6836640
JEFFREY MICHAEL PANGARO
IAR
5650691