SourcingSourcing

DEAN CAPITAL MANAGEMENT, LLC

C29
CRD 145666·SEC 801-68942·OVERLAND PARK, KS
AUM
$1.15B
$1B+
Est. Revenue
$11.5M
@ 1% on AUM
Est. EBITDA
$3.4M
@ 30% margin
Est. Deal Value
$27.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DEAN CAPITAL MANAGEMENT, LLC
CRD
145666
SEC file #
801-68942
EIN
261309687
DBA names
Dean Capital Management

Economics

AUM
$1.15B
AUM band
$1B+
AUM trajectory
'20'26
$919.1M → $1.15B▲ +25%
Client mix
Other Investment Advisers2
Investment Companies1

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
OVERLAND PARK KS
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
deancapmgmt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
C.H. DEAN, LLC (F/K/A C.H. DEAN, INC.)
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
C.H. DEAN, LLC (F/K/A C.H. DEAN, INC.)
KRUMM, PATRICK, JON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DEANCAPMGMT.COM
Rdap Domain Creation Date
2008-03-20T14:19:34Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001455468
Edgar Registered
Yes
Edgar Filing Count
88
Edgar First Filing Date
2009-02-12
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
63
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001455468-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Fidelity2
U.s. Bank2
State Street2
Edgar Addresses
Mailing
7400 W 130TH ST STE 350OVERLAND PARK, KS 66213
Business
7400 W 130TH ST STE 350OVERLAND PARK, KS 66213
Edgar EIN
261309687
Edgar Recent Filings
13F-HR2026-05-15 · 0001455468-26-000004
13F-HR2026-02-20 · 0001455468-26-000003
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-20T14:19:34Z
Rdap Domain Last Changed
2023-01-19T08:44:55Z
Rdap Nameservers
Ns43.worldnic.comNs44.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (7)

7
LEACH, DOUGLAS, ALLEN
IAR · Direct Owner · 17.5%
2199570
ROTH, STEVEN, DONN
IAR · Direct Owner · 17.5%
4236043
LAUB, KEVIN, ERIC
IAR · Direct Owner · 17.5%
3091575
KRUMM, PATRICK, JON
IAR · Direct Owner · 17.5%
2081330
MILLER, STEPHEN, MICHAEL
Direct Owner · 17.5%
2686150
JESSICA LYNN SKINNER
Executive Officer · 2.5%
5460167
Jason Solomon
IAR
6665127