SourcingSourcing

ESSEX RIDGE CAPITAL GROUP, LLC

B53
CRD 145795·SEC 801-68600·ST. LOUIS, MO
AUM
$146.3M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$439K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ESSEX RIDGE CAPITAL GROUP, LLC
CRD
145795
SEC file #
801-68600
EIN
—
DBA names
—

Economics

AUM
$146.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$106.2M → $146.3M▲ +38%
Client mix
Individuals High Net Worth7

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
ST. LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/11/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE DAVID T. PRINTUP EXEMPT TRUST
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
THE DAVID T. PRINTUP EXEMPT TRUST
GOLTERMANN, JOHN, CHRISTEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
GOLTERMANN, JOHN, CHRISTEN
Direct Owner · 37.5%
4356028
MCGINNIS, DAVID, TWIGGS
Executive Officer · 2.5%
4445050