SourcingSourcing

FORTUNE FINANCIAL ADVISORS, LLC

C47
CRD 145799·SEC 801-78728·OVERLAND PARK, KS
AUM
$322.6M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$968K
@ 30% margin
Est. Deal Value
$7.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FORTUNE FINANCIAL ADVISORS, LLC
CRD
145799
SEC file #
801-78728
EIN
201420600
DBA names
—

Economics

AUM
$322.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$127.8M → $322.6M▲ +153%
Client mix
Individuals Other122
Individuals High Net Worth84

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
OVERLAND PARK KS
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
fortunefinancialadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WALLACE, DENNIS, LEON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
WALLACE, DENNIS, LEON
HAMTIL, LAWRENCE, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FORTUNEFINANCIALADVISORS.COM
Rdap Domain Creation Date
2013-04-24T20:57:03Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
36,726
Form 5500 Compensation Trajectory 3y
202536,726
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
36,726
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001961828
Edgar Registered
Yes
Edgar Filing Count
15
Edgar First Filing Date
2023-08-07
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
13
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0001961828-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
11600 COLLEGE BLVDSUITE 225OVERLAND PARK, KS 66210
Business
11600 COLLEGE BLVDSUITE 225OVERLAND PARK, KS 66210
Edgar EIN
201420600
Edgar Recent Filings
13F-HR2026-04-30 · 0001961828-26-000004
13F-HR2026-01-23 · 0001961828-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-04-24T20:57:03Z
Rdap Domain Last Changed
2025-10-13T16:41:26Z
Rdap Nameservers
Ns59.domaincontrol.comNs60.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1971959
Trust Company Affiliate
No

People (6)

6
WALLACE, DENNIS, LEON
IAR · Direct Owner · 87.5%
1971959
HAMTIL, LAWRENCE, EDWARD
IAR · Direct Owner · 17.5%
5000996
NOLAND, ROXANNA, MICHELLE
Direct Owner · 17.5%
2807118
STANLEY RAY STARK
IAR
5300785
Kelli C Harpe
IAR
7377378
Jon Albarelli
IAR
3210926