SourcingSourcing

MUNTZ FINANCIAL, LLC

C46
CRD 145971·SEC 801-131242·DOYLESTOWN, PA
AUM
$177.6M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$533K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MUNTZ FINANCIAL, LLC
CRD
145971
SEC file #
801-131242
EIN
—
DBA names
—

Economics

AUM
$177.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$153.2M → $177.6M▲ +16%
Client mix
Individuals Other61
Individuals High Net Worth32
Corporations5
Pooled Investment Vehicles1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
DOYLESTOWN PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
muntzfinancial.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MUNTZ, DAVID, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MUNTZ, DAVID, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MUNTZFINANCIAL.COM
Rdap Domain Creation Date
2007-12-06T02:02:26Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
10,059
Form 5500 Compensation Trajectory 3y
202510,059
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
10,059
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade6
Interactive Brokers2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-06T02:02:26Z
Rdap Domain Last Changed
2025-11-07T05:45:26Z
Rdap Nameservers
Ns1.turbify.comNs2.turbify.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
3236250
Trust Company Affiliate
No

People (5)

5
MUNTZ, DAVID, MICHAEL
IAR · Direct Owner · 87.5%
3236250
Kevin Joseph Horgan
IAR
7480814
KIMBERLY BETH THOMAS
IAR
5648312
Dylan Matthew Smith
IAR
8156902
CHRISTOPHER MICHAEL DOUGHERTY
IAR
8241948