SourcingSourcing

WOLF FINANCIAL ADVISORS LLC

B61
CRD 146080·SEC 801-132494·PEKIN, IL
AUM
$124.9M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$375K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WOLF FINANCIAL ADVISORS LLC
CRD
146080
SEC file #
801-132494
EIN
—
DBA names
—

Economics

AUM
$124.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$111.5M → $124.9M▲ +12%
Client mix
Individuals Other75
Individuals High Net Worth24

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
PEKIN IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WOLF, JAMES, S.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WOLF, JAMES, S.
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1724
Soi Zip Pct 200k Plus
0.028
Soi Zip Returns 200k Plus
540
Soi Zip Total AGI
1,196,038
Fdic Zip Total Deposits
15,336,311,000
Fdic Zip Branch Count
465
Fdic Zip Top Banks
Morton Community Bank
Herget Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Pekin National BankPekin, IL
Pekin National BankPekin, IL
Fdic Zip HHI
921.22
Fdic Zip Top Bank Share Pct
17.22
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI70,674
Returns5,480
Stub 2
AGI195,025
Returns5,320
Stub 3
AGI195,535
Returns3,190
Soi Zip Total Business Income
19,481
Soi Zip Total Cap Gains
25,245
Soi Zip Total Dividends
15,834
Soi Zip Total Returns
19,310
Top Owner CRD
4604322
Trust Company Affiliate
No

People (1)

1
WOLF, JAMES, S.
IAR · Direct Owner · 87.5%
4604322