SourcingSourcing

TURNER CAPITAL INVESTMENTS, LLC

B55
CRD 146134·SEC 801-120964·AUSTIN, TX
AUM
$107.2M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$322K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TURNER CAPITAL INVESTMENTS, LLC
CRD
146134
SEC file #
801-120964
EIN
261894983
DBA names
—

Economics

AUM
$107.2M
AUM band
$100M-$500M
AUM trajectory
'22'26
$117.0M → $107.2M▼ -8%
Client mix
Individuals Other190
Individuals High Net Worth143
Other Investment Advisers2
Corporations2

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
1 advisors → 2 advisors▲ +100%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
04/17/2026
ADV-W filed at
—
Website
turnercapitalinvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TURNER, MICHAEL, K
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
TURNER, MICHAEL, K
Goodwin, Alexander, Bryan
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TURNERCAPITALINVESTMENTS.COM
Rdap Domain Creation Date
2014-12-29T21:57:53Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
20,337
Form 5500 Compensation Trajectory 3y
202520,337
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
20,337
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0002106280
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-26
Edgar Last Filing Date
2026-04-09
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-09
Accession0002085853-26-000308

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
9442 CAPITAL OF TEXAS HIGHWAY NORTHSUITE 500AUSTIN, TX 78759
Business
9442 CAPITAL OF TEXAS HIGHWAY NORTHSUITE 500AUSTIN, TX 78759
Edgar EIN
261894983
Edgar Recent Filings
13F-HR2026-04-09 · 0002085853-26-000308
13F-HR2026-01-26 · 0002085853-26-000078
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-29T21:57:53Z
Rdap Domain Last Changed
2024-11-29T08:48:47Z
Rdap Nameservers
Ns2.wixdns.netNs3.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5472928
Trust Company Affiliate
No

People (4)

4
TURNER, MICHAEL, K
IAR · Direct Owner · 87.5%
5472928
Goodwin, Alexander, Bryan
IAR · Executive Officer · 2.5%
7797387
Goodwin, Amy
Executive Officer · 2.5%
7560604
KEITH DOUGLAS SMITH
IAR
2219973