SourcingSourcing

DES MOINES INVESTMENTS, LLC

C31
CRD 146322·SEC 801-122812·DES MOINES, IA
AUM
$246.0M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$738K
@ 30% margin
Est. Deal Value
$5.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DES MOINES INVESTMENTS, LLC
CRD
146322
SEC file #
801-122812
EIN
000000000
DBA names
—

Economics

AUM
$246.0M
AUM band
$100M-$500M
AUM trajectory
'23'26
$140.0M → $246.0M▲ +76%
Client mix
Individuals Other625
Individuals High Net Worth75

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
2 advisors → 3 advisors▲ +50%
Primary office
DES MOINES IA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
02/19/2026
ADV-W filed at
—
Website
investdsmi.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARKIN, DAVID, DANIEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HARKIN, DAVID, DANIEL
KIMBERLEY, MATTHEW, SEAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INVESTDSMI.COM
Rdap Domain Creation Date
2020-06-10T16:51:47Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001811294
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2020-05-22
Edgar Last Filing Date
2020-05-22
Edgar Form D Count
1
Edgar Form D Offerings
2020-05-222020-05-22 · 0001811294-20-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1042
Soi Zip Pct 200k Plus
0.0119
Soi Zip Returns 200k Plus
200
Soi Zip Total AGI
893,855
Fdic Zip Total Deposits
10,151,495,000
Fdic Zip Branch Count
259
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bankers Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
1751 RIVER RUN, SUITE 200FORT WORTH, TX 76107
Business
1751 RIVER RUN, SUITE 200FORT WORTH, TX 76107
Edgar EIN
000000000
Edgar Recent Filings
D2020-05-22 · 0001811294-20-000001
Fdic Zip Branches Raw
West Des Moines State BankDes Moines, IA
Iowa State BankDes Moines, IA
Fdic Zip HHI
1122.11
Fdic Zip Top Bank Share Pct
20.53
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-10T16:51:47Z
Rdap Domain Last Changed
2025-06-18T16:05:12Z
Rdap Nameservers
Ns1.greengeeks.netNs2.greengeeks.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI61,912
Returns4,550
Stub 2
AGI205,674
Returns5,520
Stub 3
AGI204,050
Returns3,350
Soi Zip Total Business Income
24,831
Soi Zip Total Cap Gains
17,465
Soi Zip Total Dividends
6,950
Soi Zip Total Returns
16,790
Top Owner CRD
2369348
Trust Company Affiliate
No

People (3)

3
HARKIN, DAVID, DANIEL
IAR · Direct Owner · 87.5%
2369348
KIMBERLEY, MATTHEW, SEAN
IAR · Executive Officer · 2.5%
2701092
Dillon T Kimberley
IAR
8047362