SourcingSourcing

INNOVATION PARTNERS LLC.

C39
CRD 146344·SEC 801-78702·CHARLOTTE, NC
AUM
$21.7M
<$25M
Est. Revenue
$217K
@ 1% on AUM
Est. EBITDA
$65K
@ 30% margin
Est. Deal Value
$520K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INNOVATION PARTNERS LLC.
CRD
146344
SEC file #
801-78702
EIN
472729979
DBA names
Innovation Partners Llc

Economics

AUM
$21.7M
AUM band
<$25M
AUM trajectory
'20'26
$166.9M → $21.7M▼ -87%
Client mix
Individuals Other26

Operations

Employees (total)
305
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
59 advisors → 1 advisors▼ -98%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
innovationpartnersllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
E STRICKER HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
E STRICKER HOLDINGS LLC
ANAGENISIS INVESTMENT HOLDINGS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INNOVATIONPARTNERSLLC.COM
Rdap Domain Creation Date
2008-11-11T19:11:46Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
1,258
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001677935
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2016-06-22
Edgar Last Filing Date
2016-06-22
Edgar Form D Count
1
Edgar Form D Offerings
2016-06-222016-06-22 · 0001677935-16-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
17
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
148 LINCOLN STREETGARDEN CITY, NY 11530
Business
148 LINCOLN STREETGARDEN CITY, NY 11530
Edgar EIN
472729979
Edgar Recent Filings
D2016-06-22 · 0001677935-16-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-11T19:11:46Z
Rdap Domain Last Changed
2025-10-12T06:06:29Z
Rdap Nameservers
John.ns.cloudflare.comSue.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (53)

53
UYESUGI, LAUREN ARNETT
IAR · Executive Officer · 2.5%
2889864
Matthew John McNabb
Executive Officer · 2.5%
2119641
john anthony polyviou
Executive Officer · 2.5%
2030212
CAMPBELL, ROBERT
Executive Officer · 2.5%
1349154
Rhonda Reane Fenner
IAR
5037835
Mansi Pinakin Patel
IAR
7438683
DEAN ROBERT KOENIG
IAR
2629473
WILLIAM BRUCE FRANKLIN
IAR
1440522
WILLIAM CRAIG MILLER
IAR
2988856
STEVEN MICHAEL WHITE
IAR
1022056
MCCURRY, RONALD, SEAN
IAR
2873002
Jay Janak Mehta
IAR
7646860
Theodore Baskin Smith
IAR
5984224
JAMES KENNETH SPANN
IAR
2291402
Judith Lynn Weld-Cooper
IAR
4276198
Brian Kurtich
IAR
7642895
Michele O D'Alto
IAR
6753658
WILLIAM DUVAL WHITE
IAR
731578
Omar Richard Berrocal
IAR
4940517
Zoe Jill Wollenschlaeger
IAR
7808205
Geoffrey Alan Karlen
IAR
2342119
DENISE MARIE WILHITE
IAR
2848658
Jacquelyn Diane Robinson
IAR
1721233
Robert Stephen Bancroft
IAR
7077000
PHOEBE VAUGHN OUTERBRIDGE
IAR
6678698
JAMES JOHN ROBERTSON
IAR
2062244
JEFFREY SCOTT WARNKIN
IAR
1445683
JAMES COFER WINTERS
IAR
1315829
SYLVIA COLBERT
IAR
3226368
LEESA J LEE
IAR
4669158
NASIR HAJAMOU ASSAR
IAR
1692055
Charles Donald Schad
IAR
4161012
Suzanne Marie Troy Cole
IAR
2393255
CECELIA WYNETTE FAIRFAX
IAR
1226990
JAMES FOTIADIS
IAR
3112531
Johnson Emerson
IAR
8058342
MARCUS EDWARD ROBERTS
IAR
4322474
Yingqi Linghu
IAR
6814433
Matthew David Rosen
IAR
2524861
SWEE LIN HOFFMAN
IAR
6270191
CLAYTON MATTHEW GALLAGHER
IAR
7345046
GAIL ANN WHITE
IAR
2378493
WALLACE TUCKER HENDRIX
IAR
4553899
STEVEN ARI HOFFMAN
IAR
6255397
STROZA ASTORIA HILL
IAR
2177072
Louis Albin Woodbeck
IAR
7353842
Aaron Andrew Berman
IAR
3086639
JUDITH ANN HABER
IAR
1971654
Geoffrey Eliot Tolbert Nance
IAR
1827676
JASON FONDREN VAN EPPS
IAR
5921454
EDWARD JOHN GARABEDIAN
IAR
825260
Brandon Alexander Meyer
IAR
7710829
Marilyn Jean McCullough
IAR
5509927