ASSOCIATED INVESTMENT SERVICES, INC.

CRD

1464

SEC file #

801-71639

EIN

—

DBA names

—

Economics

AUM

$1.17B

AUM band

$1B+

AUM trajectory

'20 · $645.8M

'21 · $809.4M

'22 · $973.1M

'23 · $1.01B

'25 · $1.00B

'26 · $1.17B

'20'26

$645.8M → $1.17B▲ +81%

sec adv history

Client mix

Individuals Other	3,264
Individuals High Net Worth	577
Corporations	6
Charitable Organizations	5

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 29 advisors

'21 · 29 advisors

'22 · 26 advisors

'23 · 27 advisors

'25 · 26 advisors

'26 · 27 advisors

'20'26

29 advisors → 27 advisors▼ -7%

sec adv history

Primary office

GREEN BAY WI

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisersOther Advisory Services

Fee basis

% of AUM

Filings

Latest ADV filing

04/06/2026

ADV-W filed at

—

Website

associatedbank.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

ASSOCIATED TRUST COMPANY, N.A.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

ASSOCIATED TRUST COMPANY, N.A.

ARNOLD, ANDREW JAMES

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

ASSOCIATEDBANK.COM

Rdap Domain Creation Date

1999-03-30T05:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Registered

sec edgar

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade	4
Fidelity	2

adv brochure

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2029-03-30T04:00:00Z

Rdap Domain Last Changed

2025-03-18T15:49:11Z

Rdap Nameservers

Ns1-38.akam.netNs4-66.akam.netNs5-64.akam.netNs7-65.akam.net

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Transfer ProhibitedClient Update ProhibitedServer Delete Prohibited

Trust Company Affiliate

People (55)

CRAVILLION, BETH ANN

4770231

BIESE, JUSTIN MICHAEL

8134423

KUIPERS, MICHAEL DAVID

2436388

HLADIO, JAYNE CLARA

2497546

PECORA, ANTHONY PHILIP

2975013

ARNOLD, ANDREW JAMES

7744204

DELOYE, DENNIS MICHAEL

HOCHHOLZER, MICHAEL ROBERT

7555524

2878493

Heath William Sorenson

4528655

ZANDPOUR, STEVEN SIA

JOSEPH JAMES KLEINWACHTER

7174720

DAVID FOMBELLIDA PINILLA

GWENN ELIZABETH HANSEN

Trenton Jeffrey Thompson

6801610

MICHAEL GEORGE NICKEL

DOUGLAS ALDEN HALVERSON

Daily Katherine Erickson

7401369

JESUS ELMER MORENO ADAME

7575723

SCOTT MATTHEW BIERTZER

Craig Everett Keisling