SourcingSourcing

ASCENSION WEALTH PARTNERS, LLC

B61
CRD 146451·SEC 801-120716·PLEASANT HILL, CA
AUM
$136.9M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$411K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASCENSION WEALTH PARTNERS, LLC
CRD
146451
SEC file #
801-120716
EIN
—
DBA names
—

Economics

AUM
$136.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$121.5M → $136.9M▲ +13%
Client mix
Individuals High Net Worth39
Individuals Other1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
PLEASANT HILL CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
01/23/2026
ADV-W filed at
—
Website
ascensionwp.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SWEKLA, KORY, KENNETH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SWEKLA, KORY, KENNETH
SAPPINGTON, MICHAEL, RICHARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ASCENSIONWP.COM
Rdap Domain Creation Date
2008-01-31T03:21:22Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
30,599
Form 5500 Compensation Trajectory 3y
202530,599
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
30,599
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4646
Soi Zip Pct 200k Plus
0.2149
Soi Zip Returns 200k Plus
3,640
Soi Zip Total AGI
2,340,862
Fdic Zip Total Deposits
35,519,854,000
Fdic Zip Branch Count
305
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Citibank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Window
Charles Schwab3
Full
Charles Schwab9
E*trade4
Fdic Zip Branches Raw
The Sumitomo Bank of CaliforniaPleasant Hill, CA
Citizens Thrift and Loan AssociationConcord, CA
Fdic Zip HHI
2716.44
Fdic Zip Top Bank Share Pct
47.95
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-31T03:21:22Z
Rdap Domain Last Changed
2026-01-31T11:38:13Z
Rdap Nameservers
Ns23.domaincontrol.comNs24.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,849
Returns2,950
Stub 2
AGI85,982
Returns2,320
Stub 3
AGI127,465
Returns2,040
Soi Zip Total Business Income
86,387
Soi Zip Total Cap Gains
103,338
Soi Zip Total Dividends
44,424
Soi Zip Total Returns
16,940
Top Owner CRD
4518467
Trust Company Affiliate
No

People (2)

2
SWEKLA, KORY, KENNETH
IAR · Direct Owner · 62.5%
4518467
SAPPINGTON, MICHAEL, RICHARD
IAR · Direct Owner · 37.5%
2314542