MAINSTREET INVESTMENT ADVISORS LLC

C22
CRD 146615·SEC 801-68930·CHICAGO, IL
AUM
$5.86B
$1B+
Est. Revenue
$58.6M
@ 1% on AUM
Est. EBITDA
$17.6M
@ 30% margin
Est. Deal Value
$140.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MAINSTREET INVESTMENT ADVISORS LLC
CRD
146615
SEC file #
801-68930
EIN
731709330
DBA names
Mainstreet Advisors

Economics

AUM
$5.86B
AUM band
$1B+
AUM trajectory
'20'26
$1.10B → $5.86B▲ +432%
Client mix
Banking Institutions56
Individuals High Net Worth2

Operations

Employees (total)
26
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
21 advisors → 6 advisors▼ -71%
Primary office
CHICAGO IL
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPublication of periodicals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
UP CAPITAL, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
UP CAPITAL, LLC
CROSSON, JOHN, FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:mainstreet.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001729854
Edgar Registered
Yes
Edgar Filing Count
38
Edgar First Filing Date
2018-02-15
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
36
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001765380-26-000200

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
12
Bc Firm IAR Count
12
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
120 N LASALLE STREET33RD FLOORCHICAGO, IL 60602
Business
120 N LASALLE STREET33RD FLOORCHICAGO, IL 60602
Edgar EIN
731709330
Edgar Recent Filings
13F-HR2026-05-11 · 0001765380-26-000200
13F-HR2026-02-10 · 0001765380-26-000089
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No