SourcingSourcing

AWH CAPITAL, L.P.

B65
CRD 146740·SEC 801-110794·DALLAS, TX
AUM
$147.6M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$443K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AWH CAPITAL, L.P.
CRD
146740
SEC file #
801-110794
EIN
364521914
DBA names
—

Economics

AUM
$147.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$146.8M → $147.6M▲ +1%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
awhcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOPPER, AUSTIN, WIGGINS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HOPPER, AUSTIN, WIGGINS
THE HOPPER CHILDREN'S TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AWHCAPITAL.COM
Rdap Domain Creation Date
2002-09-09T14:41:40Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001682475
Edgar Registered
Yes
Edgar Filing Count
43
Edgar First Filing Date
2016-08-22
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
39
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001682475-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fidelity3
Edgar Addresses
Mailing
3899 MAPLE AVENUESUITE 490DALLAS, TX 75219
Business
3899 MAPLE AVENUESUITE 490DALLAS, TX 75219
Edgar EIN
364521914
Edgar Recent Filings
13F-HR2026-05-15 · 0001682475-26-000002
13F-HR2026-02-17 · 0001682475-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-17T11:59:59Z
Rdap Domain Last Changed
2026-01-18T14:16:12Z
Rdap Nameservers
Ns29.domaincontrol.comNs30.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2578267
Trust Company Affiliate
No

People (3)

3
HOPPER, AUSTIN, WIGGINS
IAR · Direct Owner · 87.5%
2578267
AWH INVESTMENT MANAGEMENT, LLC
Executive Officer · 2.5%
122825
SCHUTZ, KATHLEEN, MORAN
Executive Officer · 2.5%
5723932