SourcingSourcing

GATOR CAPITAL MANAGEMENT, LLC

C39
CRD 147067·SEC 801-77606·TAMPA, FL
AUM
$751.1M
$500M-$1B
Est. Revenue
$7.5M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GATOR CAPITAL MANAGEMENT, LLC
CRD
147067
SEC file #
801-77606
EIN
333225860
DBA names
—

Economics

AUM
$751.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$117.3M → $751.1M▲ +540%
Client mix
Individuals High Net Worth13
Individuals Other7
Pooled Investment Vehicles4
Investment Companies2

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
TAMPA FL
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/22/2026
ADV-W filed at
—
Website
gatorcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PILECKI, DEREK, STEVEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
PILECKI, DEREK, STEVEN
ANDERSON, ERIK, MATTHEW
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GATORCAPITAL.COM
Rdap Domain Creation Date
2006-02-08T19:45:15Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002075014
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-07-11
Edgar Last Filing Date
2025-07-11
Edgar Form D Count
1
Edgar Form D Offerings
2025-07-112025-07-11 · 0001814554-25-000056

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Interactive Brokers8
Jpmorgan4
E*trade4
Wells Fargo1
Edgar Addresses
Mailing
2502 N. ROCKY POINT DRIVE, SUITE 665TAMPA, FL 33607
Business
2502 N. ROCKY POINT DRIVE, SUITE 665TAMPA, FL 33607
Edgar EIN
333225860
Edgar Recent Filings
D2025-07-11 · 0001814554-25-000056
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-08T19:45:15Z
Rdap Domain Last Changed
2026-02-09T16:50:28Z
Rdap Nameservers
Ns43.domaincontrol.comNs44.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2254221
Trust Company Affiliate
No

People (5)

5
PILECKI, DEREK, STEVEN
IAR · Direct Owner · 87.5%
2254221
ERIK MATTHEW ANDERSON
Executive Officer · 2.5%
4737526
BUBECK, KYLE, ROGER
Executive Officer · 2.5%
4784699
CHRISTOPHER DREW PILECKI
IAR
4200518
JONATHAN ROBERT BALE
IAR
6489098