SourcingSourcing

HIGH POINT WEALTH MANAGEMENT, LLC

B54
CRD 147111·SEC 801-130139·CHESTER, NJ
AUM
$192.9M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$579K
@ 30% margin
Est. Deal Value
$4.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HIGH POINT WEALTH MANAGEMENT, LLC
CRD
147111
SEC file #
801-130139
EIN
262365606
DBA names
—

Economics

AUM
$192.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$173.3M → $192.9M▲ +11%
Client mix
Individuals Other103
Individuals High Net Worth43

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
CHESTER NJ
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/13/2026
ADV-W filed at
—
Website
highpointwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRUBY, BRADFORD, S
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GRUBY, BRADFORD, S
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HIGHPOINTWEALTH.COM
Rdap Domain Creation Date
2008-03-29T02:32:12Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002106882
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-29
Edgar Last Filing Date
2026-04-08
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-08
Accession0002106882-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
31 FAIRMOUNT AVESUITE # 105CHESTER, NJ 07930
Business
31 FAIRMOUNT AVESUITE # 105CHESTER, NJ 07930
Edgar EIN
262365606
Edgar Recent Filings
13F-HR2026-04-08 · 0002106882-26-000002
13F-HR2026-01-29 · 0002106882-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-29T02:32:12Z
Rdap Domain Last Changed
2024-02-27T07:30:25Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5519935
Trust Company Affiliate
No

People (2)

2
GRUBY, BRADFORD, S
IAR · Direct Owner · 87.5%
5519935
JOHN FRANCIS STUART
IAR
4287876