SourcingSourcing

LEGACY ADVISORY SERVICES, LLC

B51
CRD 147173·SEC 801-128187·EXTON, PA
AUM
$156.9M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$471K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEGACY ADVISORY SERVICES, LLC
CRD
147173
SEC file #
801-128187
EIN
261739414
DBA names
—

Economics

AUM
$156.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$142.4M → $156.9M▲ +10%
Client mix
Individuals Other75
Individuals High Net Worth48

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
EXTON PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
legacyadvisorypa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRUSZKA, MARTIN, ANDREW
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GRUSZKA, MARTIN, ANDREW
VARRENTI, ADAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LEGACYADVISORYPA.COM
Rdap Domain Creation Date
2011-06-30T13:49:50Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002068847
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2025-05-19
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
11
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001172661-26-001694

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
658 EXTON COMMONSEXTON, PA 19341
Business
658 EXTON COMMONSEXTON, PA 19341
Edgar EIN
261739414
Edgar Recent Filings
13F-HR2026-05-12 · 0001172661-26-001694
13F-HR2026-01-23 · 0001172661-26-000299
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-06-30T13:49:50Z
Rdap Domain Last Changed
2026-05-01T06:25:19Z
Rdap Nameservers
Ns43.worldnic.comNs44.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4697790
Trust Company Affiliate
No

People (3)

3
WIEDL, RICHARD, STEPHEN
IAR · Direct Owner · 37.5%
2957396
VARRENTI, ADAM
IAR · Direct Owner · 37.5%
4283086
GRUSZKA, MARTIN, ANDREW
IAR · Direct Owner · 37.5%
4697790