SourcingSourcing

MILLINGTON SECURITIES, LLC

B60
CRD 147298·SEC 801-71128·RED BANK, NJ
AUM
$140.5M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$422K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MILLINGTON SECURITIES, LLC
CRD
147298
SEC file #
801-71128
EIN
922175746
DBA names
—

Economics

AUM
$140.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$781.6M → $140.5M▼ -82%
Client mix
Investment Companies1

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
5 advisors → 4 advisors▼ -20%
Primary office
RED BANK NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WBI TECH HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
WBI TECH HOLDINGS, LLC
SCHREIBER, DONALD, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001397424
Edgar Registered
Yes
Edgar Filing Count
92
Edgar First Filing Date
2007-06-13
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
90
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001397424-26-000003
Edgar Former Names
WBI INVESTMENTS, INC.
WBI INVESTMENTS

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
U.s. Bank1
Edgar Addresses
Mailing
331 NEWMAN SPRINGS ROADSUITE 143RED BANK, NJ 07701
Business
331 NEWMAN SPRINGS ROADSUITE 105RED BANK, NJ 07701
Edgar EIN
922175746
Edgar Recent Filings
13F-HR2026-05-11 · 0001397424-26-000003
13F-HR2026-02-13 · 0001397424-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (1)

1
SCHREIBER, DONALD, ROBERT
Executive Officer · 2.5%
1076885